# Dominion Portfolio Management, Inc.

> Dominion Portfolio Management, Inc. is an SEC-registered investment advisory firm in Tampa, FL, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated August 6, 2026.

- CRD: 106918
- Filed as: DOMINION PORTFOLIO MANAGEMENT, INC.
- Also doing business as: NONE
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Tampa, FL
- Filing period: October 2026
- Form ADV filing dated: August 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106918
- AdvisorCensus page: https://advisorcensus.com/firm/dominion-portfolio-management-inc-tampa-fl-106918

## Quick answers

**How is Dominion Portfolio Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dominion Portfolio Management, Inc. reports these compensation arrangements: a percentage of assets under its management.

**How much does Dominion Portfolio Management, Inc. charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 2.65% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dominion Portfolio Management, Inc. located?**
Dominion Portfolio Management, Inc.'s principal office is in Tampa, FL, according to its Form ADV; the September 2026 filing also lists 7 other offices (Schedule D, Section 1.F).

**Is Dominion Portfolio Management, Inc. registered with the SEC or a state?**
Dominion Portfolio Management, Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 106918.

**How much does Dominion Portfolio Management, Inc. manage?**
Dominion Portfolio Management, Inc. reports $277,125,069 in regulatory assets under management in its Form ADV filing dated August 6, 2026 (100% discretionary).

**How have Dominion Portfolio Management, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Dominion Portfolio Management, Inc.: Regulatory assets under management: $158,584,475 in the October 2021 data and $277,125,069 in the October 2026 data, up 75%. Total employees: 24 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dominion Portfolio Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (756); high net worth individuals (26).

**Which custodians does Dominion Portfolio Management, Inc. use?**
Dominion Portfolio Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Franklin Distributors, LLC and Hilltop Securities Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Dominion Portfolio Management, Inc. report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106918

**Does Dominion Portfolio Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "In general, we require a minimum of $50,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size."

**What changed in Dominion Portfolio Management, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: Item 11 disclosure answers changed: 4 yes answers, previously 8 (now no: 11.D(1), 11.D(2), 11.D(4), 11.E(2)). Registered or notice-filed in KY, SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: 2.65% of assets a year

> Our annual fee for portfolio management services is equal to 2.65% of the market value of your assets under our management.

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum of $50,000 to open and maintain an advisory account. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Franklin Distributors, LLC
- Hilltop Securities Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $277,125,069
- Discretionary: $277,125,069
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 756 | $187,483,187 |
| High net worth individuals | 26 | $89,641,882 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2019 (7 years)
- Employees: 18 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, GA, IL, IN, KS, KY, LA, MI, MO, MS, ND, OK, SC, TX, UT, WA
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106918

### Other offices (Schedule D, Section 1.F), as of the September 2026 filing
- Amarillo, TX
- Athens, TX
- Canton, TX
- Carthage, TX
- Jasper, TX
- Kansas City, MO
- Wenatchee, WA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $158,584,475 | 24 | September 8, 2021 |
| October 2022 | $233,522,704 | 22 | July 12, 2022 |
| October 2023 | $188,055,684 | 21 | August 16, 2023 |
| October 2024 | $153,005,686 | 21 | March 20, 2024 |
| October 2025 | $261,299,355 | 20 | May 14, 2025 |
| October 2026 | $277,125,069 | 18 | August 6, 2026 |

Regulatory assets under management: $158,584,475 in the October 2021 data and $277,125,069 in the October 2026 data, up 75%.
Total employees: 24 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Item 11 disclosure answers changed: 4 yes answers, previously 8 (now no: 11.D(1), 11.D(2), 11.D(4), 11.E(2)).
- Registered or notice-filed in KY, SC.

### April 2026
- Employees performing advisory functions went from 20 to 18.
- Registered or notice-filed in AZ, CA, GA, MS, ND, UT.
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Registered or notice-filed in WA.

### January 2026
- No longer registered or notice-filed in CA, GA, KY, MS, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dominion Portfolio Management, Inc. (CRD 106918): Form ADV filing data as of October 2026.