# Dominari IM LLC

> Dominari IM LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 16, 2026.

- CRD: 334275
- Filed as: DOMINARI IM LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334275
- AdvisorCensus page: https://advisorcensus.com/firm/dominari-im-llc-new-york-ny-334275

## Quick answers

**How is Dominari IM LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dominari IM LLC reports these compensation arrangements: performance-based fees.

**Where is Dominari IM LLC located?**
Dominari IM LLC's principal office is in New York, NY, according to its Form ADV.

**Is Dominari IM LLC registered with the SEC or a state?**
Dominari IM LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 334275.

**How much does Dominari IM LLC manage?**
Dominari IM LLC reports $272,539,938 in regulatory assets under management in its Form ADV filing dated September 16, 2026 (100% discretionary).

**What types of clients does Dominari IM LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (22).

**Does Dominari IM LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334275

**Does Dominari IM LLC state an account minimum?**
Its Form ADV Part 2A brochure dated June 30, 2026 says: "Investors in the Fund must meet a minimum initial investment requirement of twenty-five thousand dollars ($25,000). Dominari Manager may accept lower initial investments in its sole discretion."

**What changed in Dominari IM LLC's recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated June 30, 2026)

- Account minimum: $25,000 (the brochure says it may be waived or negotiated)

> Investors in the Fund must meet a minimum initial investment requirement of twenty-five thousand dollars ($25,000). Dominari Manager may accept lower initial investments in its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $272,539,938
- Discretionary: $272,539,938
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 22 | $272,539,938 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | Not reported | Not reported | June 13, 2025 |
| October 2026 | $272,539,938 | 3 | September 16, 2026 |


## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### July 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dominari IM LLC (CRD 334275): Form ADV filing data as of October 2026.