# Dolphin Financial Group

> Dolphin Financial Group is a state-registered investment advisory firm in Clearwater, FL, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 18, 2026.

- CRD: 170160
- Filed as: DOLPHIN FINANCIAL GROUP
- Legal name: Dolphin Wealth Management, Inc.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Clearwater, FL
- Filing period: October 2026
- Form ADV filing dated: August 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170160
- AdvisorCensus page: https://advisorcensus.com/firm/dolphin-financial-group-clearwater-fl-170160

## Quick answers

**How is Dolphin Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Dolphin Financial Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dolphin Financial Group located?**
Dolphin Financial Group's principal office is in Clearwater, FL, according to its Form ADV.

**Is Dolphin Financial Group registered with the SEC or a state?**
Dolphin Financial Group is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170160.

**How much does Dolphin Financial Group manage?**
Dolphin Financial Group reports $37,019,197 in regulatory assets under management in its Form ADV filing dated August 18, 2026 (33% discretionary).

**What types of clients does Dolphin Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (121); high net worth individuals (21).

**Does Dolphin Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170160

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $37,019,197
- Discretionary: $12,127,767
- Non-discretionary: $24,891,430

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 121 | $21,959,203 |
| High net worth individuals | 21 | $15,059,994 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- alignable.com/CLEARWATER-FL/DOLPHIN-FINANCIAL-GROUP
- dolphinfinancialgroup.com
- dolphinwealth.com
- thefinancialhq.com/DOLPHINRISKANALYSIS
- Facebook @DOLPHINFINANCIAL
- Instagram @dolphinfinancial
- LinkedIn @DANIEL-WENDOL-2BA521
- X @FINANCEDOLPHIN
- YouTube @Dolphinfinancialgroupfl

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dolphin Financial Group (CRD 170160): Form ADV filing data as of October 2026.