# Dolphin Associates III, LLC

> Dolphin Associates III, LLC is an exempt reporting adviser in Riverside, CT, filing reports since 2022. Exempt reporting advisers do not report regulatory assets under management on Form ADV.

- CRD: 163972
- Filed as: DOLPHIN ASSOCIATES III, LLC
- Reporting status: Exempt reporting adviser (status as filed: ERA - Active)
- Location: Riverside, CT
- Filing period: October 2026
- Form ADV filing dated: July 6, 2023
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/163972
- AdvisorCensus page: https://advisorcensus.com/firm/dolphin-associates-iii-llc-riverside-ct-163972

## Quick answers

**Where is Dolphin Associates III, LLC located?**
Dolphin Associates III, LLC's principal office is in Riverside, CT, according to its Form ADV.

**How does Dolphin Associates III, LLC report to regulators?**
Dolphin Associates III, LLC is an exempt reporting adviser, filing reports since 2022. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 163972.

**Does Dolphin Associates III, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/163972

## From the Form ADV filing

### Firm details
- Reporting since: 2022 (3 years)
- Employees: Not reported total, Not reported performing advisory functions
- Wrap fee program participation: Not reported
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | Not reported | March 31, 2021 |
| October 2022 | Not reported | Not reported | March 31, 2021 |
| October 2023 | Not reported | Not reported | July 6, 2023 |
| October 2024 | Not reported | Not reported | July 6, 2023 |
| October 2025 | Not reported | Not reported | July 6, 2023 |
| October 2026 | Not reported | Not reported | July 6, 2023 |


## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dolphin Associates III, LLC (CRD 163972): Form ADV filing data as of October 2026.