# Doll Capital Advisors Incorporated

> Doll Capital Advisors Incorporated is a state-registered investment advisory firm in San Juan Capistrano, CA, registered since 1996, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 28, 2026.

- CRD: 134089
- Filed as: DOLL CAPITAL ADVISORS INCORPORATED
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Juan Capistrano, CA
- Filing period: October 2026
- Form ADV filing dated: August 28, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/134089
- AdvisorCensus page: https://advisorcensus.com/firm/doll-capital-advisors-incorporated-san-juan-capistrano-ca-134089

## Quick answers

**How is Doll Capital Advisors Incorporated compensated?**
On its Form ADV (Item 5.E, October 2026), Doll Capital Advisors Incorporated reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Doll Capital Advisors Incorporated located?**
Doll Capital Advisors Incorporated's principal office is in San Juan Capistrano, CA, according to its Form ADV.

**Is Doll Capital Advisors Incorporated registered with the SEC or a state?**
Doll Capital Advisors Incorporated is a state-registered investment advisory firm, registered since 1996. Status as filed: APPROVED. CRD 134089.

**How much does Doll Capital Advisors Incorporated manage?**
Doll Capital Advisors Incorporated reports $76,000,000 in regulatory assets under management in its Form ADV filing dated August 28, 2026 (100% discretionary).

**What types of clients does Doll Capital Advisors Incorporated serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (32); individuals (other than high net worth individuals) (18); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Does Doll Capital Advisors Incorporated report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/134089

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $76,000,000
- Discretionary: $76,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $23,560,000 |
| High net worth individuals | 32 | $52,440,000 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | Not reported |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1996 (30 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dollcapitaladvisors.com
- Facebook @DollCapitalAdvisors
- LinkedIn @scott-w-doll-cmt-6011148
- X @DollCapital
- YouTube @DollCapitalInsights

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Doll Capital Advisors Incorporated (CRD 134089): Form ADV filing data as of October 2026.