# Dodok Wealth and Investment Advisors LLC

> Dodok Wealth and Investment Advisors LLC is a state-registered investment advisory firm in Dayton, OH, registered since 2011, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 155307
- Filed as: DODOK WEALTH AND INVESTMENT ADVISORS LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Dayton, OH
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/155307
- AdvisorCensus page: https://advisorcensus.com/firm/dodok-wealth-and-investment-advisors-llc-dayton-oh-155307

## Quick answers

**How is Dodok Wealth and Investment Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dodok Wealth and Investment Advisors LLC reports these compensation arrangements: hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dodok Wealth and Investment Advisors LLC located?**
Dodok Wealth and Investment Advisors LLC's principal office is in Dayton, OH, according to its Form ADV.

**Is Dodok Wealth and Investment Advisors LLC registered with the SEC or a state?**
Dodok Wealth and Investment Advisors LLC is a state-registered investment advisory firm, registered since 2011. Status as filed: APPROVED. CRD 155307.

**How much does Dodok Wealth and Investment Advisors LLC manage?**
Dodok Wealth and Investment Advisors LLC reports $15,446,649 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary).

**Does Dodok Wealth and Investment Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/155307

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $15,446,649
- Discretionary: $0
- Non-discretionary: $15,446,649

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | Fewer than 5 | $15,446,649 |

### Advisory services (Item 5.G)
- Financial planning services
- Other

### Firm details
- Registered since: 2011 (15 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dodok Wealth and Investment Advisors LLC (CRD 155307): Form ADV filing data as of October 2026.