# Dock Street Capital Management LLC

> Dock Street Capital Management LLC is an SEC-registered investment advisory firm in Westport, CT, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 12, 2026.

- CRD: 157155
- Filed as: DOCK STREET CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Westport, CT
- Filing period: October 2026
- Form ADV filing dated: January 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157155
- AdvisorCensus page: https://advisorcensus.com/firm/dock-street-capital-management-llc-westport-ct-157155

## Quick answers

**How is Dock Street Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dock Street Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Dock Street Capital Management LLC charge?**
Its Form ADV Part 2A brochure dated January 12, 2026 states: Asset-based fee: 0.025% to 0.125% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dock Street Capital Management LLC located?**
Dock Street Capital Management LLC's principal office is in Westport, CT, according to its Form ADV; the February 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Dock Street Capital Management LLC registered with the SEC or a state?**
Dock Street Capital Management LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157155.

**How much does Dock Street Capital Management LLC manage?**
Dock Street Capital Management LLC reports $1,652,212,784 in regulatory assets under management in its Form ADV filing dated January 12, 2026 (0% discretionary).

**How have Dock Street Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Dock Street Capital Management LLC: Regulatory assets under management: $2,884,082,179 in the October 2021 data and $1,652,212,784 in the October 2026 data, down 43%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dock Street Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: other (60).

**Does Dock Street Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157155

**Does Dock Street Capital Management LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 12, 2026 says: "Dock Street has no established minimum client or account size for the Firm to build or pursue a relationship."

**What changed in Dock Street Capital Management LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $1,330,710,296 to $1,652,212,784 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 12, 2026)

- Asset-based fee: 0.025% to 0.125% a year (a range, as the brochure states it)

> Dock Street’s advisory or management fees typically range between .025% and .125% per annum on the outstanding performing asset balance of a portfolio.

- Account minimum: None

> Dock Street has no established minimum client or account size for the Firm to build or pursue a relationship.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $1,652,212,784
- Discretionary: $0
- Non-discretionary: $1,652,212,784

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other | 60 | $1,652,212,784 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2012 (13 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Milford, CT
- Rye, NY

### Websites listed on Form ADV (Item 1.I)
- dockstreetcap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,884,082,179 | 4 | January 28, 2021 |
| October 2022 | $2,647,313,175 | 3 | January 6, 2022 |
| October 2023 | $3,783,746,704 | 2 | January 13, 2023 |
| October 2024 | $2,351,940,470 | 4 | January 11, 2024 |
| October 2025 | $1,330,710,296 | 4 | January 27, 2025 |
| October 2026 | $1,652,212,784 | 4 | January 12, 2026 |

Regulatory assets under management: $2,884,082,179 in the October 2021 data and $1,652,212,784 in the October 2026 data, down 43%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $1,330,710,296 to $1,652,212,784 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dock Street Capital Management LLC (CRD 157155): Form ADV filing data as of October 2026.