# Dock Street Asset Management Inc

> Dock Street Asset Management Inc is an SEC-registered investment advisory firm in Palm Beach, FL, registered since 1993, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 15, 2026.

- CRD: 111163
- Filed as: DOCK STREET ASSET MANAGEMENT INC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Palm Beach, FL
- Filing period: October 2026
- Form ADV filing dated: July 15, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111163
- AdvisorCensus page: https://advisorcensus.com/firm/dock-street-asset-management-inc-palm-beach-fl-111163

## Quick answers

**How is Dock Street Asset Management Inc compensated?**
On its Form ADV (Item 5.E, October 2026), Dock Street Asset Management Inc reports these compensation arrangements: a percentage of assets under its management.

**What does Dock Street Asset Management Inc's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.7% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dock Street Asset Management Inc located?**
Dock Street Asset Management Inc's principal office is in Palm Beach, FL, according to its Form ADV.

**Is Dock Street Asset Management Inc registered with the SEC or a state?**
Dock Street Asset Management Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 111163.

**How much does Dock Street Asset Management Inc manage?**
Dock Street Asset Management Inc reports $1,110,121,633 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (98% discretionary).

**How have Dock Street Asset Management Inc's assets and staff changed since 2021?**
In the Form ADV data for Dock Street Asset Management Inc: Regulatory assets under management: $585,071,919 in the October 2021 data and $1,110,121,633 in the October 2026 data, up 90%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dock Street Asset Management Inc serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (90); individuals (other than high net worth individuals) (87); charitable organizations (1).

**Which custodians does Dock Street Asset Management Inc use?**
Dock Street Asset Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dock Street Asset Management Inc report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111163

**Does Dock Street Asset Management Inc state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "We generally require a minimum investment of $10 million to establish a client relationship. This minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at our discretion, waive this minimum."

**What changed in Dock Street Asset Management Inc's recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in OH, PA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Asset-based fee: 0.7% of assets a year

> Our fee is 0.70% of household assets on an annual basis.

- Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)

> We generally require a minimum investment of $10 million to establish a client relationship. This minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at our discretion, waive this minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,110,121,633
- Discretionary: $1,082,791,282
- Non-discretionary: $27,330,351

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 87 | $236,047,045 |
| High net worth individuals | 90 | $848,723,697 |
| Charitable organizations | 1 | $25,350,891 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 1993 (33 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, CT, FL, MA, NE, NH, NJ, NY, OH, PA, RI, TX, VT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dockstreet.com
- Instagram @dockstreetadvisors
- LinkedIn @dock-street-asset-management
- X @dockstreet_am

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $585,071,919 | 4 | September 20, 2021 |
| October 2022 | $693,462,289 | 4 | April 27, 2022 |
| October 2023 | $514,638,875 | 6 | June 29, 2023 |
| October 2024 | $732,926,846 | 6 | July 31, 2024 |
| October 2025 | $905,798,171 | 6 | April 14, 2025 |
| October 2026 | $1,110,121,633 | 6 | July 15, 2026 |

Regulatory assets under management: $585,071,919 in the October 2021 data and $1,110,121,633 in the October 2026 data, up 90%.
Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in OH, PA.

### April 2026
- Regulatory assets under management went from $905,798,171 to $1,110,121,633 (+23%).

### December 2025
- Registered or notice-filed in NH.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dock Street Asset Management Inc (CRD 111163): Form ADV filing data as of October 2026.