{
  "crd_number": 111163,
  "slug": "dock-street-asset-management-inc-palm-beach-fl-111163",
  "primary_business_name": "DOCK STREET ASSET MANAGEMENT INC",
  "legal_name": "DOCK STREET ASSET MANAGEMENT INC",
  "dbas": [],
  "city": "Palm Beach",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "1993-03-19",
  "years_registered": 33,
  "period": "2026-10-01",
  "filing_date": "2026-07-15",
  "carried_forward": false,
  "raum_total": 1110121633.0,
  "raum_discretionary": 1082791282.0,
  "raum_non_discretionary": 27330351.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 6,
  "advisory_employees": 4,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 25350891.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 236047045.0,
      "count": 87
    },
    "high_net_worth_individuals": {
      "raum": 848723697.0,
      "count": 90
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "CO",
    "CT",
    "FL",
    "MA",
    "NE",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "RI",
    "TX",
    "VT"
  ],
  "websites": [
    "https://dockstreet.com",
    "https://instagram.com/dockstreetadvisors",
    "https://linkedin.com/company/dock-street-asset-management",
    "https://x.com/dockstreet_am"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111163",
  "city_as_filed": "PALM BEACH",
  "url": "https://advisorcensus.com/firm/dock-street-asset-management-inc-palm-beach-fl-111163",
  "display_name": "Dock Street Asset Management Inc",
  "summary": "Dock Street Asset Management Inc is an SEC-registered investment advisory firm in Palm Beach, FL, registered since 1993, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 15, 2026.",
  "citation": "AdvisorCensus. Dock Street Asset Management Inc (CRD 111163): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients"
  ],
  "quick_answers": [
    {
      "q": "How is Dock Street Asset Management Inc compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Dock Street Asset Management Inc reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Dock Street Asset Management Inc's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.7% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Dock Street Asset Management Inc located?",
      "a": "Dock Street Asset Management Inc's principal office is in Palm Beach, FL, according to its Form ADV."
    },
    {
      "q": "Is Dock Street Asset Management Inc registered with the SEC or a state?",
      "a": "Dock Street Asset Management Inc is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 111163."
    },
    {
      "q": "How much does Dock Street Asset Management Inc manage?",
      "a": "Dock Street Asset Management Inc reports $1,110,121,633 in regulatory assets under management in its Form ADV filing dated July 15, 2026 (98% discretionary)."
    },
    {
      "q": "How have Dock Street Asset Management Inc's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Dock Street Asset Management Inc: Regulatory assets under management: $585,071,919 in the October 2021 data and $1,110,121,633 in the October 2026 data, up 90%. Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Dock Street Asset Management Inc serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (90); individuals (other than high net worth individuals) (87); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Dock Street Asset Management Inc use?",
      "a": "Dock Street Asset Management Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Dock Street Asset Management Inc report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111163"
    },
    {
      "q": "Does Dock Street Asset Management Inc state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"We generally require a minimum investment of $10 million to establish a client relationship. This minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at our discretion, waive this minimum.\""
    },
    {
      "q": "What changed in Dock Street Asset Management Inc's recent Form ADV filings?",
      "a": "In the August 2026 filing data: Registered or notice-filed in OH, PA."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 585071919.0,
      "total_employees": 4,
      "filing_date": "2021-09-20"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 693462289.0,
      "total_employees": 4,
      "filing_date": "2022-04-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 514638875.0,
      "total_employees": 6,
      "filing_date": "2023-06-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 732926846.0,
      "total_employees": 6,
      "filing_date": "2024-07-31"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 905798171.0,
      "total_employees": 6,
      "filing_date": "2025-04-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1110121633.0,
      "total_employees": 6,
      "filing_date": "2026-07-15"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-08-01",
      "period_label": "August 2026",
      "notes": [
        "Registered or notice-filed in OH, PA."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $905,798,171 to $1,110,121,633 (+23%)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in NH."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "tiers": [],
    "flat_rate": "0.7% of assets a year",
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$10,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: 0.7% of assets a year"
        ],
        "quotes": [
          "Our fee is 0.70% of household assets on an annual basis."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $10,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "We generally require a minimum investment of $10 million to establish a client relationship. This minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at our discretion, waive this minimum."
        ]
      }
    ],
    "quotes": [
      "Our fee is 0.70% of household assets on an annual basis.",
      "We generally require a minimum investment of $10 million to establish a client relationship. This minimum is waived for owners of private businesses with revenue of $10 million or more. We may, at our discretion, waive this minimum."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dock-street-asset-management-inc-palm-beach-fl-111163.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 87,
      "fewer_than_5": false,
      "raum": 236047045.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 90,
      "fewer_than_5": false,
      "raum": 848723697.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 25350891.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111163",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}