# Dmlo Wealth Planning, LLC

> Dmlo Wealth Planning, LLC is an SEC-registered investment advisory firm in Louisville, KY, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 2, 2026.

- CRD: 316202
- Filed as: DMLO WEALTH PLANNING, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: March 2, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316202
- AdvisorCensus page: https://advisorcensus.com/firm/dmlo-wealth-planning-llc-louisville-ky-316202

## Quick answers

**How is Dmlo Wealth Planning, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dmlo Wealth Planning, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Dmlo Wealth Planning, LLC charge?**
Its Form ADV Part 2A brochure dated March 2, 2026 states: Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it); Hourly rate: $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dmlo Wealth Planning, LLC located?**
Dmlo Wealth Planning, LLC's principal office is in Louisville, KY, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Dmlo Wealth Planning, LLC registered with the SEC or a state?**
Dmlo Wealth Planning, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 316202.

**How much does Dmlo Wealth Planning, LLC manage?**
Dmlo Wealth Planning, LLC reports $30,375,862 in regulatory assets under management in its Form ADV filing dated March 2, 2026 (100% discretionary).

**How have Dmlo Wealth Planning, LLC's assets and staff changed since 2023?**
In the Form ADV data for Dmlo Wealth Planning, LLC: Regulatory assets under management: $0 in the October 2023 data and $30,375,862 in the October 2026 data. Total employees: 11 in October 2023 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dmlo Wealth Planning, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (33); high net worth individuals (10); corporations or other businesses not listed above (2).

**Which custodians does Dmlo Wealth Planning, LLC use?**
Dmlo Wealth Planning, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dmlo Wealth Planning, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316202

**What changed in Dmlo Wealth Planning, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5. Regulatory assets under management went from $21,934,528 to $30,375,862 (+38%). Added an office in Jeffersonville, IN. No longer lists an office in Corydon, IN. No longer lists an office in New Albany, IN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 2, 2026)

- Asset-based fee: 0.5% to 2% a year (a range, as the brochure states it)

> Investment advisory fees range from 0.50% to 2.00% annually based on several factors, including: the scope and complexity of the services to be provided; the level of assets to be managed; the inclusion of financial planning services, and the overall relationship with the Advisor.

- Hourly rate: $300 an hour (financial planning services)

> DMLO offers financial planning services either on an hourly basis or a fixed engagement fee. Hourly fees range up to $300 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $30,375,862
- Discretionary: $30,375,862
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 33 | $8,814,458 |
| High net worth individuals | 10 | $21,500,512 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 2 | $60,892 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 9 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IN, KY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Jeffersonville, IN
- Louisville, KY

### Websites listed on Form ADV (Item 1.I)
- dmlowealthplanning.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 11 | June 7, 2023 |
| October 2024 | $14,224,971 | 12 | March 5, 2024 |
| October 2025 | $21,934,528 | 12 | February 28, 2025 |
| October 2026 | $30,375,862 | 9 | March 2, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $30,375,862 in the October 2026 data.
Total employees: 11 in October 2023 and 9 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.
- Regulatory assets under management went from $21,934,528 to $30,375,862 (+38%).
- Added an office in Jeffersonville, IN.
- No longer lists an office in Corydon, IN.
- No longer lists an office in New Albany, IN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dmlo Wealth Planning, LLC (CRD 316202): Form ADV filing data as of October 2026.