# DLW Financial Management, LLC

> DLW Financial Management, LLC is a state-registered investment advisory firm, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 166516
- Filed as: DLW FINANCIAL MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Minnesota
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/166516
- AdvisorCensus page: https://advisorcensus.com/firm/dlw-financial-management-llc-166516

## Quick answers

**How is DLW Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DLW Financial Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is DLW Financial Management, LLC registered with the SEC or a state?**
DLW Financial Management, LLC is a state-registered investment advisory firm, registered since 2013. Status as filed: APPROVED. CRD 166516.

**How much does DLW Financial Management, LLC manage?**
DLW Financial Management, LLC reports $9,341,744 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (100% discretionary).

**What types of clients does DLW Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (30); high net worth individuals (2).

**Does DLW Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/166516

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $9,341,744
- Discretionary: $9,341,744
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 30 | $6,833,733 |
| High net worth individuals | 2 | $2,508,011 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2013 (13 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- LinkedIn @dave-white-9a3ba239

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DLW Financial Management, LLC (CRD 166516): Form ADV filing data as of October 2026.