# DLD Asset Management, LP

> DLD Asset Management, LP is an SEC-registered investment advisory firm in New York, NY, registered since 2014, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 170377
- Filed as: DLD ASSET MANAGEMENT, LP
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/170377
- AdvisorCensus page: https://advisorcensus.com/firm/dld-asset-management-lp-new-york-ny-170377

## Quick answers

**How is DLD Asset Management, LP compensated?**
On its Form ADV (Item 5.E, October 2026), DLD Asset Management, LP reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DLD Asset Management, LP located?**
DLD Asset Management, LP's principal office is in New York, NY, according to its Form ADV.

**Is DLD Asset Management, LP registered with the SEC or a state?**
DLD Asset Management, LP is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 170377.

**How much does DLD Asset Management, LP manage?**
DLD Asset Management, LP reports $2,992,564,695 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have DLD Asset Management, LP's assets and staff changed since 2021?**
In the Form ADV data for DLD Asset Management, LP: Regulatory assets under management: $3,593,000,000 in the October 2021 data and $2,992,564,695 in the October 2026 data, down 17%. Total employees: 10 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DLD Asset Management, LP serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (9).

**Does DLD Asset Management, LP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/170377

**What changed in DLD Asset Management, LP's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 9 to 12. Regulatory assets under management went from $1,623,806,200 to $2,992,564,695 (+84%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $2,992,564,695
- Discretionary: $2,992,564,695
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 9 | $2,992,564,695 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 22 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dldam.com
- LinkedIn @dld-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $3,593,000,000 | 10 | July 1, 2021 |
| October 2022 | $4,019,000,000 | 10 | September 23, 2022 |
| October 2023 | $3,195,508,399 | 13 | March 8, 2023 |
| October 2024 | $1,876,047,907 | 15 | June 10, 2024 |
| October 2025 | $1,623,806,200 | 16 | March 20, 2025 |
| October 2026 | $2,992,564,695 | 22 | March 27, 2026 |

Regulatory assets under management: $3,593,000,000 in the October 2021 data and $2,992,564,695 in the October 2026 data, down 17%.
Total employees: 10 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 9 to 12.
- Regulatory assets under management went from $1,623,806,200 to $2,992,564,695 (+84%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DLD Asset Management, LP (CRD 170377): Form ADV filing data as of October 2026.