# DKM Wealth Management, Inc.

> DKM Wealth Management, Inc. is an SEC-registered investment advisory firm in Stockton, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 27, 2026.

- CRD: 316778
- Filed as: DKM WEALTH MANAGEMENT, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Stockton, CA
- Filing period: October 2026
- Form ADV filing dated: February 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/316778
- AdvisorCensus page: https://advisorcensus.com/firm/dkm-wealth-management-inc-stockton-ca-316778

## Quick answers

**How is DKM Wealth Management, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), DKM Wealth Management, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is DKM Wealth Management, Inc. located?**
DKM Wealth Management, Inc.'s principal office is in Stockton, CA, according to its Form ADV.

**Is DKM Wealth Management, Inc. registered with the SEC or a state?**
DKM Wealth Management, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 316778.

**How much does DKM Wealth Management, Inc. manage?**
DKM Wealth Management, Inc. reports $316,769,863 in regulatory assets under management in its Form ADV filing dated February 27, 2026 (100% discretionary).

**How have DKM Wealth Management, Inc.'s assets and staff changed since 2023?**
In the Form ADV data for DKM Wealth Management, Inc.: Regulatory assets under management: $186,453,799 in the October 2023 data and $316,769,863 in the October 2026 data, up 70%. Total employees: 2 in October 2023 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DKM Wealth Management, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (103); individuals (other than high net worth individuals) (71); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does DKM Wealth Management, Inc. use?**
DKM Wealth Management, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does DKM Wealth Management, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/316778

**Does DKM Wealth Management, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated February 27, 2026 says: "We do not require a minimum dollar amount to open and maintain an advisory account ."

**What changed in DKM Wealth Management, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $273,927,742 to $316,769,863 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 27, 2026)

- Account minimum: None

> We do not require a minimum dollar amount to open and maintain an advisory account .

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $316,769,863
- Discretionary: $316,769,863
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $25,153,022 |
| High net worth individuals | 103 | $276,808,599 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $13,565,680 |
| Corporations or other businesses not listed above | 1 | $1,242,562 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2023 (3 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dkmwealth.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $186,453,799 | 2 | March 9, 2023 |
| October 2024 | $216,340,802 | 2 | March 24, 2024 |
| October 2025 | $273,927,742 | 3 | February 21, 2025 |
| October 2026 | $316,769,863 | 3 | February 27, 2026 |

Regulatory assets under management: $186,453,799 in the October 2023 data and $316,769,863 in the October 2026 data, up 70%.
Total employees: 2 in October 2023 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $273,927,742 to $316,769,863 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DKM Wealth Management, Inc. (CRD 316778): Form ADV filing data as of October 2026.