# DJ Financial

> DJ Financial is a state-registered investment advisory firm in Roseburg, OR, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 168015
- Filed as: DJ FINANCIAL
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Roseburg, OR
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/168015
- AdvisorCensus page: https://advisorcensus.com/firm/dj-financial-roseburg-or-168015

## Quick answers

**How is DJ Financial compensated?**
On its Form ADV (Item 5.E, October 2026), DJ Financial reports these compensation arrangements: a percentage of assets under its management; hourly charges. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DJ Financial located?**
DJ Financial's principal office is in Roseburg, OR, according to its Form ADV.

**Is DJ Financial registered with the SEC or a state?**
DJ Financial is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 168015.

**How much does DJ Financial manage?**
DJ Financial reports $15,340,996 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does DJ Financial serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (18).

**Does DJ Financial report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/168015

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $15,340,996
- Discretionary: $15,340,996
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 18 | $7,063,876 |
| High net worth individuals | Fewer than 5 | $6,300,488 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,860,617 |
| Corporations or other businesses not listed above | Fewer than 5 | $116,015 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DJ Financial (CRD 168015): Form ADV filing data as of October 2026.