# Dixon Financial Services

> Dixon Financial Services is an SEC-registered investment advisory firm, registered since 1992, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 11, 2026.

- CRD: 107166
- Filed as: DIXON FINANCIAL SERVICES
- Legal name: Dixon Financial Services Inc
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107166
- AdvisorCensus page: https://advisorcensus.com/firm/dixon-financial-services-107166

## Quick answers

**How is Dixon Financial Services compensated?**
On its Form ADV (Item 5.E, October 2026), Dixon Financial Services reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Is Dixon Financial Services registered with the SEC or a state?**
Dixon Financial Services is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107166.

**How much does Dixon Financial Services manage?**
Dixon Financial Services reports $1,086,887,166 in regulatory assets under management in its Form ADV filing dated February 11, 2026 (88% discretionary).

**How have Dixon Financial Services' assets and staff changed since 2021?**
In the Form ADV data for Dixon Financial Services: Regulatory assets under management: $654,983,748 in the October 2021 data and $1,086,887,166 in the October 2026 data, up 66%. Total employees: 4 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dixon Financial Services serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (178); high net worth individuals (154); charitable organizations (2).

**Which custodians does Dixon Financial Services use?**
Dixon Financial Services' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Dixon Financial Services report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107166

**Does Dixon Financial Services state an account minimum?**
Its Form ADV Part 2A brochure dated February 11, 2026 says: "The minimum account size for a client of Dixon Financial Services is typically $500,000. We may make, at our discretion, exceptions to this based on a variety of factors."

**What changed in Dixon Financial Services' recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $914,416,705 to $1,086,887,166 (+19%). Registered or notice-filed in NY.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 11, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The minimum account size for a client of Dixon Financial Services is typically $500,000. We may make, at our discretion, exceptions to this based on a variety of factors.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,086,887,166
- Discretionary: $957,862,399
- Non-discretionary: $129,024,767

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 178 | $67,051,320 |
| High net worth individuals | 154 | $997,145,298 |
| Charitable organizations | 2 | $18,432,097 |
| Corporations or other businesses not listed above | 1 | $4,258,451 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 1992 (34 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, NV, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dfsinc.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $654,983,748 | 4 | February 3, 2021 |
| October 2022 | $801,387,577 | 4 | February 14, 2022 |
| October 2023 | $701,952,794 | 4 | February 15, 2023 |
| October 2024 | $830,574,685 | 4 | January 30, 2024 |
| October 2025 | $914,416,705 | 4 | February 6, 2025 |
| October 2026 | $1,086,887,166 | 4 | February 11, 2026 |

Regulatory assets under management: $654,983,748 in the October 2021 data and $1,086,887,166 in the October 2026 data, up 66%.
Total employees: 4 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $914,416,705 to $1,086,887,166 (+19%).
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dixon Financial Services (CRD 107166): Form ADV filing data as of October 2026.