{ "crd_number": 136836, "slug": "divine-asset-management-llc-lake-hill-ny-136836", "primary_business_name": "DIVINE ASSET MANAGEMENT LLC", "legal_name": "DIVINE ASSET MANAGEMENT LLC", "dbas": [], "city": "Lake Hill", "state": "NY", "country": "United States", "cbsa_code": "28740", "metro": { "cbsa_code": "28740", "common_name": "Kingston", "msa_name": "Kingston, NY", "path": "/advisors/ny/kingston" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2021-03-16", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-06-10", "carried_forward": false, "raum_total": 6620409.0, "raum_discretionary": 6620409.0, "raum_non_discretionary": 0.0, "raum_band": "under_25m", "raum_band_label": "Under $25 million", "total_employees": 1, "advisory_employees": 1, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 1051860.0, "count": 19 }, "high_net_worth_individuals": { "raum": 5568549.0, "count": 16 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "NJ", "NY" ], "websites": [ "https://divineassetmgt.com", "https://linkedin.com/company/divineassetmgt", "https://youtube.com/USER/DIVINECAPITAL" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136836", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(3)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "LAKE HILL", "url": "https://advisorcensus.com/firm/divine-asset-management-llc-lake-hill-ny-136836", "display_name": "Divine Asset Management LLC", "summary": "Divine Asset Management LLC is a state-registered investment advisory firm in Lake Hill, NY, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.", "citation": "AdvisorCensus. Divine Asset Management LLC (CRD 136836): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Divine Asset Management LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Divine Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Divine Asset Management LLC located?", "a": "Divine Asset Management LLC's principal office is in Lake Hill, NY, according to its Form ADV." }, { "q": "Is Divine Asset Management LLC registered with the SEC or a state?", "a": "Divine Asset Management LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 136836." }, { "q": "How much does Divine Asset Management LLC manage?", "a": "Divine Asset Management LLC reports $6,620,409 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (100% discretionary)." }, { "q": "What types of clients does Divine Asset Management LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (19); high net worth individuals (16)." }, { "q": "Does Divine Asset Management LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(3) (SEC or CFTC finding of causing a business's authorization to be denied, suspended, revoked, or restricted), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/136836" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/divine-asset-management-llc-lake-hill-ny-136836.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 19, "fewer_than_5": false, "raum": 1051860.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 16, "fewer_than_5": false, "raum": 5568549.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/136836", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }