# Diversified Planning Concepts, Inc.

> Diversified Planning Concepts, Inc. is a state-registered investment advisory firm in Corte Madera, CA, registered since 2005, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 19, 2026.

- CRD: 112229
- Filed as: DIVERSIFIED PLANNING CONCEPTS, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Corte Madera, CA
- Filing period: October 2026
- Form ADV filing dated: May 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/112229
- AdvisorCensus page: https://advisorcensus.com/firm/diversified-planning-concepts-inc-corte-madera-ca-112229

## Quick answers

**How is Diversified Planning Concepts, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Diversified Planning Concepts, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Diversified Planning Concepts, Inc. located?**
Diversified Planning Concepts, Inc.'s principal office is in Corte Madera, CA, according to its Form ADV.

**Is Diversified Planning Concepts, Inc. registered with the SEC or a state?**
Diversified Planning Concepts, Inc. is a state-registered investment advisory firm, registered since 2005. Status as filed: APPROVED. CRD 112229.

**How much does Diversified Planning Concepts, Inc. manage?**
Diversified Planning Concepts, Inc. reports $44,345,891 in regulatory assets under management in its Form ADV filing dated May 19, 2026 (0% discretionary).

**What types of clients does Diversified Planning Concepts, Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (18); individuals (other than high net worth individuals) (16); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Does Diversified Planning Concepts, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/112229

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $44,345,891
- Discretionary: $0
- Non-discretionary: $44,345,891

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $19,515,814 |
| High net worth individuals | 18 | $16,847,577 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $7,982,500 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2005 (21 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, HI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Diversified Planning Concepts, Inc. (CRD 112229): Form ADV filing data as of October 2026.