{ "crd_number": 164828, "slug": "disruptive-technology-advisers-llc-dallas-tx-164828", "primary_business_name": "DISRUPTIVE TECHNOLOGY ADVISERS LLC", "legal_name": "DISRUPTIVE TECHNOLOGY ADVISERS LLC", "dbas": [], "city": "Dallas", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-07-09", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-08-17", "carried_forward": false, "raum_total": 7682500000.0, "raum_discretionary": 7682500000.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 16, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 7682500000.0, "count": 28 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 4, "states_registered": [ "TX" ], "websites": [ "https://disruptive.tech" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164828", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" }, { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "DALLAS", "url": "https://advisorcensus.com/firm/disruptive-technology-advisers-llc-dallas-tx-164828", "display_name": "Disruptive Technology Advisers LLC", "summary": "Disruptive Technology Advisers LLC is an SEC-registered investment advisory firm in Dallas, TX, registered since 2019, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated August 17, 2026.", "citation": "AdvisorCensus. Disruptive Technology Advisers LLC (CRD 164828): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Disruptive Technology Advisers LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Disruptive Technology Advisers LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Disruptive Technology Advisers LLC located?", "a": "Disruptive Technology Advisers LLC's principal office is in Dallas, TX, according to its Form ADV; the September 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Disruptive Technology Advisers LLC registered with the SEC or a state?", "a": "Disruptive Technology Advisers LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 164828." }, { "q": "How much does Disruptive Technology Advisers LLC manage?", "a": "Disruptive Technology Advisers LLC reports $7,682,500,000 in regulatory assets under management in its Form ADV filing dated August 17, 2026 (100% discretionary)." }, { "q": "How have Disruptive Technology Advisers LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Disruptive Technology Advisers LLC: Regulatory assets under management: $2,016,605,400 in the October 2021 data and $7,682,500,000 in the October 2026 data, up 281%. Total employees: 18 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Disruptive Technology Advisers LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (28)." }, { "q": "Does Disruptive Technology Advisers LLC report any disciplinary disclosures?", "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order), and 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/164828" }, { "q": "What changed in Disruptive Technology Advisers LLC's recent Form ADV filings?", "a": "In the September 2026 filing data: Regulatory assets under management went from $3,120,379,750 to $7,682,500,000 (+146%). No longer lists an office in Austin, TX. Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2016605400.0, "total_employees": 18, "filing_date": "2021-04-23" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1037265398.0, "total_employees": 32, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 790885653.0, "total_employees": 24, "filing_date": "2023-09-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 690234692.0, "total_employees": 19, "filing_date": "2024-08-16" }, { "period": "2025-10-01", "regulatory_assets_under_management": 890712095.0, "total_employees": 16, "filing_date": "2025-06-09" }, { "period": "2026-10-01", "regulatory_assets_under_management": 7682500000.0, "total_employees": 16, "filing_date": "2026-08-17" } ], "recent_changes": [ { "period": "2026-09-01", "period_label": "September 2026", "notes": [ "Regulatory assets under management went from $3,120,379,750 to $7,682,500,000 (+146%).", "No longer lists an office in Austin, TX.", "Updated its list of owners and control persons (Schedule A)." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $890,712,095 to $3,202,540,931 (+260%)." ] }, { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Added an office in Austin, TX." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/disruptive-technology-advisers-llc-dallas-tx-164828.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 28, "fewer_than_5": false, "raum": 7682500000.0 } ], "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/164828", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }