# Dishmi Capital, LLC

> Dishmi Capital, LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 336392
- Filed as: DISHMI CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pasadena, CA
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/336392
- AdvisorCensus page: https://advisorcensus.com/firm/dishmi-capital-llc-pasadena-ca-336392

## Quick answers

**How is Dishmi Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dishmi Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**What does Dishmi Capital, LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: up to 1% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Dishmi Capital, LLC located?**
Dishmi Capital, LLC's principal office is in Pasadena, CA, according to its Form ADV.

**Is Dishmi Capital, LLC registered with the SEC or a state?**
Dishmi Capital, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 336392.

**How much does Dishmi Capital, LLC manage?**
Dishmi Capital, LLC reports $215,077,959 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary).

**How have Dishmi Capital, LLC's assets and staff changed since 2025?**
In the Form ADV data for Dishmi Capital, LLC: Regulatory assets under management: $0 in the October 2025 data and $215,077,959 in the October 2026 data. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dishmi Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (76).

**Which custodians does Dishmi Capital, LLC use?**
Dishmi Capital, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Dishmi Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/336392

**What changed in Dishmi Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $144,154,128 to $215,077,959 (+49%). Employees performing advisory functions went from 1 to 2.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: up to 1% of assets a year (the maximum the brochure states)

> Our Retirement Plan Consulting services are billed on a fee based on the percentage of Plan assets under management. The total estimated fee, as well as the ultimate fee charged, is based on the scope and complexity of our engagement with the client. Fees based on a percentage of managed Plan assets will not exceed 1.00%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $215,077,959
- Discretionary: $215,077,959
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 76 | $215,077,959 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, NV, NY, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dishmicap.com
- LinkedIn @dishmi-capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $0 | 3 | June 6, 2025 |
| October 2026 | $215,077,959 | 4 | March 25, 2026 |

Regulatory assets under management: $0 in the October 2025 data and $215,077,959 in the October 2026 data.
Total employees: 3 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $144,154,128 to $215,077,959 (+49%).
- Employees performing advisory functions went from 1 to 2.

### December 2025
- Regulatory assets under management went from $0 to $144,154,128.
- Registered or notice-filed in NV, NY, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dishmi Capital, LLC (CRD 336392): Form ADV filing data as of October 2026.