# Disciplined Portfolio Solutions LLC

> Disciplined Portfolio Solutions LLC is an SEC-registered investment advisory firm, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 10, 2026.

- CRD: 160072
- Filed as: DISCIPLINED PORTFOLIO SOLUTIONS LLC
- Also doing business as: DPS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/160072
- AdvisorCensus page: https://advisorcensus.com/firm/disciplined-portfolio-solutions-llc-160072

## Quick answers

**How is Disciplined Portfolio Solutions LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Disciplined Portfolio Solutions LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Disciplined Portfolio Solutions LLC charge?**
Its Form ADV Part 2A brochure dated February 10, 2026 states: Up to $1,000,000: 0.75% a year; $1,000,000 to $3,000,000: 0.65% a year; Above $3,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Disciplined Portfolio Solutions LLC registered with the SEC or a state?**
Disciplined Portfolio Solutions LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 160072.

**How much does Disciplined Portfolio Solutions LLC manage?**
Disciplined Portfolio Solutions LLC reports $230,719,685 in regulatory assets under management in its Form ADV filing dated February 10, 2026 (14% discretionary).

**How have Disciplined Portfolio Solutions LLC's assets and staff changed since 2021?**
In the Form ADV data for Disciplined Portfolio Solutions LLC: Regulatory assets under management: $141,736,910 in the October 2021 data and $230,719,685 in the October 2026 data, up 63%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Disciplined Portfolio Solutions LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (33); individuals (other than high net worth individuals) (25); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Disciplined Portfolio Solutions LLC use?**
Disciplined Portfolio Solutions LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Disciplined Portfolio Solutions LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/160072

**Does Disciplined Portfolio Solutions LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 10, 2026 says: "There is no account minimum."

**What changed in Disciplined Portfolio Solutions LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $194,623,857 to $230,719,685 (+19%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 10, 2026)

- Up to $1,000,000: 0.75% a year
- $1,000,000 to $3,000,000: 0.65% a year
- Above $3,000,000: 0.5% a year

> Total Assets Under Management Annual Fee First $1 Million 0.75% Next $2 Million 0.65% Additional Assets 0.50%

- Account minimum: None

> There is no account minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $230,719,685
- Discretionary: $31,863,725
- Non-discretionary: $198,855,960

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $8,126,829 |
| High net worth individuals | 33 | $192,856,845 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $29,736,011 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2012 (14 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, NC, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Leland, NC

### Websites listed on Form ADV (Item 1.I)
- dpsinvesting.com
- Facebook @DISCIPLINEDPORTFOLIOSOLUTIONS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $141,736,910 | 1 | February 2, 2021 |
| October 2022 | $168,706,382 | 1 | March 1, 2022 |
| October 2023 | $145,532,480 | 1 | June 29, 2023 |
| October 2024 | $170,745,400 | 1 | February 23, 2024 |
| October 2025 | $194,623,857 | 1 | February 19, 2025 |
| October 2026 | $230,719,685 | 1 | February 10, 2026 |

Regulatory assets under management: $141,736,910 in the October 2021 data and $230,719,685 in the October 2026 data, up 63%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $194,623,857 to $230,719,685 (+19%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Disciplined Portfolio Solutions LLC (CRD 160072): Form ADV filing data as of October 2026.