{ "crd_number": 167295, "slug": "disciplina-capital-management-llc-nashville-tn-167295", "primary_business_name": "DISCIPLINA CAPITAL MANAGEMENT, LLC", "legal_name": "DISCIPLINA CAPITAL MANAGEMENT, LLC", "dbas": [ "DISCIPLINA GROUP, LLC" ], "city": "Nashville", "state": "TN", "country": "United States", "cbsa_code": "34980", "metro": { "cbsa_code": "34980", "common_name": "Nashville", "msa_name": "Nashville-Davidson--Murfreesboro--Franklin, TN", "path": "/advisors/tn/nashville" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-04-29", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-03-18", "carried_forward": false, "raum_total": 3057804454.0, "raum_discretionary": 2656107582.0, "raum_non_discretionary": 401696872.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 11, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 2700573570.0, "count": 21 }, "individuals": { "raum": 1720906.0, "count": null, "fewer_than_5": true }, "state_municipal": { "raum": 219807262.0, "count": null, "fewer_than_5": true }, "pension_profit_sharing": { "raum": 113675636.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 22027080.0, "count": null, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "LA", "MA", "TN", "TX" ], "websites": [ "https://disciplina.com", "https://linkedin.com/company/disciplina-group-llc" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167295", "city_as_filed": "NASHVILLE", "url": "https://advisorcensus.com/firm/disciplina-capital-management-llc-nashville-tn-167295", "display_name": "Disciplina Capital Management, LLC", "summary": "Disciplina Capital Management, LLC is an SEC-registered investment advisory firm in Nashville, TN, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.", "citation": "AdvisorCensus. Disciplina Capital Management, LLC (CRD 167295): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is Disciplina Capital Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Disciplina Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is Disciplina Capital Management, LLC located?", "a": "Disciplina Capital Management, LLC's principal office is in Nashville, TN, according to its Form ADV." }, { "q": "Is Disciplina Capital Management, LLC registered with the SEC or a state?", "a": "Disciplina Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 167295." }, { "q": "How much does Disciplina Capital Management, LLC manage?", "a": "Disciplina Capital Management, LLC reports $3,057,804,454 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (87% discretionary)." }, { "q": "How have Disciplina Capital Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Disciplina Capital Management, LLC: Regulatory assets under management: $516,231,565 in the October 2021 data and $3,057,804,454 in the October 2026 data, up 492%. Total employees: 7 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Disciplina Capital Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: charitable organizations (21)." }, { "q": "Which custodians does Disciplina Capital Management, LLC use?", "a": "Disciplina Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Principal Securities, Inc., UBS Securities LLC and US Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Disciplina Capital Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167295" }, { "q": "What changed in Disciplina Capital Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 7 to 6. Regulatory assets under management went from $2,377,934,667 to $3,057,804,454 (+29%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 516231565.0, "total_employees": 7, "filing_date": "2021-03-20" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1644378868.0, "total_employees": 7, "filing_date": "2022-03-01" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1846668842.0, "total_employees": 9, "filing_date": "2023-07-27" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2279961313.0, "total_employees": 10, "filing_date": "2024-03-20" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2377934667.0, "total_employees": 12, "filing_date": "2025-07-16" }, { "period": "2026-10-01", "regulatory_assets_under_management": 3057804454.0, "total_employees": 11, "filing_date": "2026-03-18" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 7 to 6.", "Regulatory assets under management went from $2,377,934,667 to $3,057,804,454 (+29%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Principal Securities, Inc.", "name_as_filed": "PRINCIPAL SECURITIES, INC.", "affiliated": false }, { "name": "UBS Securities LLC", "name_as_filed": "UBS SECURITIES LLC", "affiliated": false }, { "name": "US Bank", "name_as_filed": "US BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/disciplina-capital-management-llc-nashville-tn-167295.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": null, "fewer_than_5": true, "raum": 1720906.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": null, "fewer_than_5": true, "raum": 22027080.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 113675636.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 21, "fewer_than_5": false, "raum": 2700573570.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": null, "fewer_than_5": true, "raum": 219807262.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167295", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }