# Dirigo Investment Advisors, LLC

> Dirigo Investment Advisors, LLC is a state-registered investment advisory firm in Santa Monica, CA, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated August 3, 2026.

- CRD: 285497
- Filed as: DIRIGO INVESTMENT ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: August 3, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/285497
- AdvisorCensus page: https://advisorcensus.com/firm/dirigo-investment-advisors-llc-santa-monica-ca-285497

## Quick answers

**How is Dirigo Investment Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Dirigo Investment Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Dirigo Investment Advisors, LLC located?**
Dirigo Investment Advisors, LLC's principal office is in Santa Monica, CA, according to its Form ADV.

**Is Dirigo Investment Advisors, LLC registered with the SEC or a state?**
Dirigo Investment Advisors, LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 285497.

**How much does Dirigo Investment Advisors, LLC manage?**
Dirigo Investment Advisors, LLC reports $3,971,045 in regulatory assets under management in its Form ADV filing dated August 3, 2026 (100% discretionary).

**What types of clients does Dirigo Investment Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does Dirigo Investment Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/285497

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $3,971,045
- Discretionary: $3,971,045
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $34,355 |
| High net worth individuals | 6 | $3,931,623 |
| Corporations or other businesses not listed above | Fewer than 5 | $5,067 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2017 (9 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dirigocapital.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dirigo Investment Advisors, LLC (CRD 285497): Form ADV filing data as of October 2026.