# Dipaolo Financial Group, Inc.

> Dipaolo Financial Group, Inc. is an SEC-registered investment advisory firm in Lutz, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 17, 2026.

- CRD: 309637
- Filed as: DIPAOLO FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Lutz, FL
- Filing period: October 2026
- Form ADV filing dated: April 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/309637
- AdvisorCensus page: https://advisorcensus.com/firm/dipaolo-financial-group-inc-lutz-fl-309637

## Quick answers

**How is Dipaolo Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Dipaolo Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Dipaolo Financial Group, Inc. located?**
Dipaolo Financial Group, Inc.'s principal office is in Lutz, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Dipaolo Financial Group, Inc. registered with the SEC or a state?**
Dipaolo Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 309637.

**How much does Dipaolo Financial Group, Inc. manage?**
Dipaolo Financial Group, Inc. reports $167,978,157 in regulatory assets under management in its Form ADV filing dated April 17, 2026 (99% discretionary).

**How have Dipaolo Financial Group, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Dipaolo Financial Group, Inc.: Regulatory assets under management: $125,875,910 in the October 2025 data and $167,978,157 in the October 2026 data, up 33%. Total employees: 8 in October 2025 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Dipaolo Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (335); high net worth individuals (73).

**Which custodians does Dipaolo Financial Group, Inc. use?**
Dipaolo Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. Advisor Services as a custodian holding 10% or more of its separately managed account assets.

**Does Dipaolo Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/309637

**Does Dipaolo Financial Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "There is no account minimum for any of DFGI’s services."

**What changed in Dipaolo Financial Group, Inc.'s recent Form ADV filings?**
In the May 2026 filing data: No longer lists an office in Tampa, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Account minimum: None

> There is no account minimum for any of DFGI’s services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc. Advisor Services

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $167,978,157
- Discretionary: $166,357,965
- Non-discretionary: $1,620,192

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 335 | $72,966,665 |
| High net worth individuals | 73 | $95,011,492 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 9 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Tampa, FL

### Websites listed on Form ADV (Item 1.I)
- dipaolofinancial.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $125,875,910 | 8 | July 16, 2025 |
| October 2026 | $167,978,157 | 9 | April 17, 2026 |

Regulatory assets under management: $125,875,910 in the October 2025 data and $167,978,157 in the October 2026 data, up 33%.
Total employees: 8 in October 2025 and 9 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- No longer lists an office in Tampa, FL.

### April 2026
- Regulatory assets under management went from $125,875,910 to $167,978,157 (+33%).
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 4 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Dipaolo Financial Group, Inc. (CRD 309637): Form ADV filing data as of October 2026.