# Diccianni Financial Group, Inc.

> Diccianni Financial Group, Inc. is an SEC-registered investment advisory firm in East Norriton, PA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 14, 2026.

- CRD: 149332
- Filed as: DICCIANNI FINANCIAL GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: East Norriton, PA
- Filing period: October 2026
- Form ADV filing dated: September 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/149332
- AdvisorCensus page: https://advisorcensus.com/firm/diccianni-financial-group-inc-east-norriton-pa-149332

## Quick answers

**How is Diccianni Financial Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Diccianni Financial Group, Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Diccianni Financial Group, Inc. located?**
Diccianni Financial Group, Inc.'s principal office is in East Norriton, PA, according to its Form ADV.

**Is Diccianni Financial Group, Inc. registered with the SEC or a state?**
Diccianni Financial Group, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 149332.

**How much does Diccianni Financial Group, Inc. manage?**
Diccianni Financial Group, Inc. reports $128,780,065 in regulatory assets under management in its Form ADV filing dated September 14, 2026 (100% discretionary).

**How have Diccianni Financial Group, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Diccianni Financial Group, Inc.: Regulatory assets under management: $111,229,747 in the October 2025 data and $128,780,065 in the October 2026 data, up 16%. Total employees: 4 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Diccianni Financial Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (272); high net worth individuals (44); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Which custodians does Diccianni Financial Group, Inc. use?**
Diccianni Financial Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Diccianni Financial Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/149332

**Does Diccianni Financial Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "Our minimum account size is $500,000, however we may waive this minimum at our discretion." "In general, we require a minimum of $500,000 to open and maintain an advisory account. At our discretion, we may waive the minimum account size."

**What changed in Diccianni Financial Group, Inc.'s recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> Our minimum account size is $500,000, however we may waive this minimum at our discretion.

> In general, we require a minimum of $500,000 to open and maintain an advisory account. At our discretion, we may waive the minimum account size.

- Minimum annual fee: $2,000

> We may impose a minimum fee of $2,000 per annum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $128,780,065
- Discretionary: $128,780,065
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 272 | $68,780,065 |
| High net worth individuals | 44 | $56,000,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $4,000,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, NE, NJ, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [dfgpa.com](https://dfgpa.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $111,229,747 | 4 | June 25, 2025 |
| October 2026 | $128,780,065 | 4 | September 14, 2026 |

Regulatory assets under management: $111,229,747 in the October 2025 data and $128,780,065 in the October 2026 data, up 16%.
Total employees: 4 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Regulatory assets under management went from $111,229,747 to $128,780,065 (+16%).

### December 2025
- Registered or notice-filed in NC, NE, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Diccianni Financial Group, Inc. (CRD 149332): Form ADV filing data as of October 2026.