# Diana Richey

> Diana Richey is a state-registered investment advisory firm in Jackson, WY, registered since 2022, with no regulatory assets under management reported in its Form ADV filing dated April 23, 2025.

- CRD: 323252
- Filed as: DIANA RICHEY
- Legal name: Athena Capital, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Jackson, WY
- Filing period: October 2026
- Form ADV filing dated: April 23, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/323252
- AdvisorCensus page: https://advisorcensus.com/firm/diana-richey-jackson-wy-323252

## Quick answers

**How is Diana Richey compensated?**
On its Form ADV (Item 5.E, October 2026), Diana Richey reports these compensation arrangements: subscription fees (for a newsletter or periodical).

**Where is Diana Richey located?**
Diana Richey's principal office is in Jackson, WY, according to its Form ADV.

**Is Diana Richey registered with the SEC or a state?**
Diana Richey is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 323252.

**Does Diana Richey report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/323252

## From the Form ADV filing

### Compensation (Item 5.E)
- Subscription fees (for a newsletter or periodical)

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | Not reported |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Market timing services
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2022 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dianarichey.com
- LinkedIn @dianawinterrichey

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Diana Richey (CRD 323252): Form ADV filing data as of October 2026.