# Diamond Trail Capital Management

> Diamond Trail Capital Management is a state-registered investment advisory firm in Waukee, IA, registered since 2023, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 328798
- Filed as: DIAMOND TRAIL CAPITAL MANAGEMENT
- Legal name: Diamond Trail Holdings, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Waukee, IA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/328798
- AdvisorCensus page: https://advisorcensus.com/firm/diamond-trail-capital-management-waukee-ia-328798

## Quick answers

**How is Diamond Trail Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Diamond Trail Capital Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Diamond Trail Capital Management located?**
Diamond Trail Capital Management's principal office is in Waukee, IA, according to its Form ADV.

**Is Diamond Trail Capital Management registered with the SEC or a state?**
Diamond Trail Capital Management is a state-registered investment advisory firm, registered since 2023. Status as filed: APPROVED. CRD 328798.

**How much does Diamond Trail Capital Management manage?**
Diamond Trail Capital Management reports $11,002,329 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**What types of clients does Diamond Trail Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14).

**Does Diamond Trail Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/328798

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $11,002,329
- Discretionary: $11,002,329
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $2,468,268 |
| High net worth individuals | Fewer than 5 | $8,086,197 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $447,864 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2023 (2 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: IA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- diamondtrailcapital.com
- myowntrail.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Diamond Trail Capital Management (CRD 328798): Form ADV filing data as of October 2026.