# Diamond Client Group, LLC

> Diamond Client Group, LLC is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.

- CRD: 310570
- Filed as: DIAMOND CLIENT GROUP, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: The Woodlands, TX
- Filing period: October 2026
- Form ADV filing dated: March 21, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310570
- AdvisorCensus page: https://advisorcensus.com/firm/diamond-client-group-llc-the-woodlands-tx-310570

## Quick answers

**How is Diamond Client Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Diamond Client Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Diamond Client Group, LLC located?**
Diamond Client Group, LLC's principal office is in The Woodlands, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Diamond Client Group, LLC registered with the SEC or a state?**
Diamond Client Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310570.

**How much does Diamond Client Group, LLC manage?**
Diamond Client Group, LLC reports $185,808,906 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (54% discretionary).

**How have Diamond Client Group, LLC's assets and staff changed since 2025?**
In the Form ADV data for Diamond Client Group, LLC: Regulatory assets under management: $117,334,720 in the October 2025 data and $185,808,906 in the October 2026 data, up 58%. Total employees: 8 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Diamond Client Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (180); corporations or other businesses not listed above (41).

**Which custodians does Diamond Client Group, LLC use?**
Diamond Client Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Diamond Client Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310570

**What changed in Diamond Client Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $117,334,720 to $185,808,906 (+58%). Employees performing advisory functions went from 9 to 11. Registered or notice-filed in CA. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $185,808,906
- Discretionary: $99,823,564
- Non-discretionary: $85,985,342

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 187 | $18,240,566 |
| High net worth individuals | 180 | $117,231,943 |
| Charitable organizations | 9 | $409,817 |
| Other investment advisers | 19 | $6,247,787 |
| Corporations or other businesses not listed above | 41 | $43,678,793 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2025 (1 year)
- Employees: 11 total, 11 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, PA, TN, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Souderton, PA

### Websites listed on Form ADV (Item 1.I)
- diamondclientgroup.com
- Facebook @DiamondClientGroup
- Instagram @diamond_client_group
- LinkedIn @diamond-client-group
- YouTube @diamondclientgroup9680

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $117,334,720 | 8 | March 5, 2025 |
| October 2026 | $185,808,906 | 11 | March 21, 2026 |

Regulatory assets under management: $117,334,720 in the October 2025 data and $185,808,906 in the October 2026 data, up 58%.
Total employees: 8 in October 2025 and 11 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $117,334,720 to $185,808,906 (+58%).
- Employees performing advisory functions went from 9 to 11.
- Registered or notice-filed in CA.
- Updated its list of owners and control persons (Schedule A).

### December 2025
- Employees performing advisory functions went from 8 to 9.
- Registered or notice-filed in PA, TN, VA.

### November 2025
- Added an office in Souderton, PA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Diamond Client Group, LLC (CRD 310570): Form ADV filing data as of October 2026.