{
  "crd_number": 310570,
  "slug": "diamond-client-group-llc-the-woodlands-tx-310570",
  "primary_business_name": "DIAMOND CLIENT GROUP, LLC",
  "legal_name": "DIAMOND CLIENT GROUP, LLC",
  "dbas": [],
  "city": "The Woodlands",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "26420",
  "metro": {
    "cbsa_code": "26420",
    "common_name": "Houston",
    "msa_name": "Houston-Pasadena-The Woodlands, TX",
    "path": "/advisors/tx/houston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-04",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-21",
  "carried_forward": false,
  "raum_total": 185808906.0,
  "raum_discretionary": 99823564.0,
  "raum_non_discretionary": 85985342.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 11,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "charitable": {
      "raum": 409817.0,
      "count": 9
    },
    "individuals": {
      "raum": 18240566.0,
      "count": 187
    },
    "other_investment_advisers": {
      "raum": 6247787.0,
      "count": 19
    },
    "high_net_worth_individuals": {
      "raum": 117231943.0,
      "count": 180
    },
    "corporations_other_businesses": {
      "raum": 43678793.0,
      "count": 41
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "LA",
    "PA",
    "TN",
    "TX",
    "VA"
  ],
  "websites": [
    "https://diamondclientgroup.com",
    "https://facebook.com/DiamondClientGroup",
    "https://instagram.com/diamond_client_group",
    "https://linkedin.com/company/diamond-client-group/mycompany",
    "https://youtube.com/@diamondclientgroup9680"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310570",
  "city_as_filed": "THE WOODLANDS",
  "url": "https://advisorcensus.com/firm/diamond-client-group-llc-the-woodlands-tx-310570",
  "display_name": "Diamond Client Group, LLC",
  "summary": "Diamond Client Group, LLC is an SEC-registered investment advisory firm in The Woodlands, TX, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 21, 2026.",
  "citation": "AdvisorCensus. Diamond Client Group, LLC (CRD 310570): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Diamond Client Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Diamond Client Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Diamond Client Group, LLC located?",
      "a": "Diamond Client Group, LLC's principal office is in The Woodlands, TX, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Diamond Client Group, LLC registered with the SEC or a state?",
      "a": "Diamond Client Group, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 310570."
    },
    {
      "q": "How much does Diamond Client Group, LLC manage?",
      "a": "Diamond Client Group, LLC reports $185,808,906 in regulatory assets under management in its Form ADV filing dated March 21, 2026 (54% discretionary)."
    },
    {
      "q": "How have Diamond Client Group, LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Diamond Client Group, LLC: Regulatory assets under management: $117,334,720 in the October 2025 data and $185,808,906 in the October 2026 data, up 58%. Total employees: 8 in October 2025 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Diamond Client Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (180); corporations or other businesses not listed above (41)."
    },
    {
      "q": "Which custodians does Diamond Client Group, LLC use?",
      "a": "Diamond Client Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Diamond Client Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310570"
    },
    {
      "q": "What changed in Diamond Client Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $117,334,720 to $185,808,906 (+58%). Employees performing advisory functions went from 9 to 11. Registered or notice-filed in CA. Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 117334720.0,
      "total_employees": 8,
      "filing_date": "2025-03-05"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 185808906.0,
      "total_employees": 11,
      "filing_date": "2026-03-21"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $117,334,720 to $185,808,906 (+58%).",
        "Employees performing advisory functions went from 9 to 11.",
        "Registered or notice-filed in CA.",
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Employees performing advisory functions went from 8 to 9.",
        "Registered or notice-filed in PA, TN, VA."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Added an office in Souderton, PA."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/diamond-client-group-llc-the-woodlands-tx-310570.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 187,
      "fewer_than_5": false,
      "raum": 18240566.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 180,
      "fewer_than_5": false,
      "raum": 117231943.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 9,
      "fewer_than_5": false,
      "raum": 409817.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 19,
      "fewer_than_5": false,
      "raum": 6247787.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 41,
      "fewer_than_5": false,
      "raum": 43678793.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310570",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}