# DHJJ Financial Advisors

> DHJJ Financial Advisors is an SEC-registered investment advisory firm in Naperville, IL, registered since 1992, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 13, 2026.

- CRD: 107034
- Filed as: DHJJ FINANCIAL ADVISORS
- Legal name: DHJJ Financial Advisors, Ltd.
- Also doing business as: DHJJ FINANCIAL ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Naperville, IL
- Filing period: October 2026
- Form ADV filing dated: July 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107034
- AdvisorCensus page: https://advisorcensus.com/firm/dhjj-financial-advisors-naperville-il-107034

## Quick answers

**How is DHJJ Financial Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), DHJJ Financial Advisors reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does DHJJ Financial Advisors charge?**
Its Form ADV Part 2A brochure dated March 22, 2026 states: Hourly rate: $150 to $495 an hour (financial planning fees); Hourly rate: $200 to $400 an hour (Additional services to the Plan). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is DHJJ Financial Advisors located?**
DHJJ Financial Advisors' principal office is in Naperville, IL, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is DHJJ Financial Advisors registered with the SEC or a state?**
DHJJ Financial Advisors is an SEC-registered investment advisory firm, registered since 1992. Status as filed: Approved. CRD 107034.

**How much does DHJJ Financial Advisors manage?**
DHJJ Financial Advisors reports $623,433,866 in regulatory assets under management in its Form ADV filing dated July 13, 2026 (96% discretionary).

**How have DHJJ Financial Advisors' assets and staff changed since 2021?**
In the Form ADV data for DHJJ Financial Advisors: Regulatory assets under management: $396,049,592 in the October 2021 data and $623,433,866 in the October 2026 data, up 57%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DHJJ Financial Advisors serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (216); individuals (other than high net worth individuals) (183); pension and profit sharing plans (but not the plan participants or government pension plans) (32).

**Which custodians does DHJJ Financial Advisors use?**
DHJJ Financial Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does DHJJ Financial Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107034

**What changed in DHJJ Financial Advisors' recent Form ADV filings?**
In the August 2026 filing data: Registered or notice-filed in CA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 22, 2026)

- Hourly rate: $150 to $495 an hour (financial planning fees)

> Our financial planning fees are calculated and charged on an hourly basis, ranging from $150 to $495 per hour, depending on the complexity of the plan or the experience level of the advisor providing the advice.

- Hourly rate: $200 to $400 an hour (Additional services to the Plan)

> Additional services to the Plan, per the Retirement Plan Services Agreement (the “Agreement”), will be billed to the Plan Sponsor and not the Plan Participant at an hourly fee ranging between $200/hour and $400/hour, based on the parameters set forth in the Agreement.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $623,433,866
- Discretionary: $598,444,466
- Non-discretionary: $24,989,400

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 183 | $42,528,336 |
| High net worth individuals | 216 | $543,899,157 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $34,065,753 |
| Corporations or other businesses not listed above | Fewer than 5 | $2,940,620 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 1992 (33 years)
- Employees: 11 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, IL, IN, MI, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the August 2026 filing
- St. Charles, IL

### Websites listed on Form ADV (Item 1.I)
- dhjjfinancial.com
- Facebook facebook.com
- Instagram @dhjj_financial
- LinkedIn @15216168
- LinkedIn @cammycorso
- LinkedIn @dana-anderson-cpa-cfp®-063936163
- LinkedIn @katelyn-wright-cfp®-895897125
- LinkedIn @kathybyrnedhjj
- LinkedIn @passionateadvisor
- LinkedIn @paul-minta-cpa-cfp®-7769757
- X @DHJJWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $396,049,592 | 10 | March 30, 2021 |
| October 2022 | $470,542,661 | 11 | July 20, 2022 |
| October 2023 | $402,216,159 | 12 | August 8, 2023 |
| October 2024 | $463,922,462 | 10 | February 22, 2024 |
| October 2025 | $543,508,327 | 10 | July 16, 2025 |
| October 2026 | $623,433,866 | 11 | July 13, 2026 |

Regulatory assets under management: $396,049,592 in the October 2021 data and $623,433,866 in the October 2026 data, up 57%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### August 2026
- Registered or notice-filed in CA.

### April 2026
- Regulatory assets under management went from $543,508,327 to $623,433,866 (+15%).

### December 2025
- Registered or notice-filed in AZ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DHJJ Financial Advisors (CRD 107034): Form ADV filing data as of October 2026.