# DGS Capital Management

> DGS Capital Management is an SEC-registered investment advisory firm in Jersey City, NJ, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 281938
- Filed as: DGS CAPITAL MANAGEMENT
- Legal name: DGS Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Jersey City, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/281938
- AdvisorCensus page: https://advisorcensus.com/firm/dgs-capital-management-jersey-city-nj-281938

## Quick answers

**How is DGS Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), DGS Capital Management reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DGS Capital Management located?**
DGS Capital Management's principal office is in Jersey City, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is DGS Capital Management registered with the SEC or a state?**
DGS Capital Management is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 281938.

**How much does DGS Capital Management manage?**
DGS Capital Management reports $1,054,081,877 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have DGS Capital Management's assets and staff changed since 2021?**
In the Form ADV data for DGS Capital Management: Regulatory assets under management: $129,274,104 in the October 2021 data and $1,054,081,877 in the October 2026 data, up 715%. Total employees: 6 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DGS Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (246); high net worth individuals (148); charitable organizations (4).

**Which custodians does DGS Capital Management use?**
DGS Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does DGS Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/281938

**What changed in DGS Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 7. Regulatory assets under management went from $535,534,611 to $1,054,081,877 (+97%). Registered or notice-filed in CA, FL, IL, MA, ME, NC, NH, NJ, NY, OH, TX, VA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,054,081,877
- Discretionary: $1,054,081,877
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 246 | $113,196,091 |
| High net worth individuals | 148 | $935,892,114 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $3,112,781 |
| Charitable organizations | 4 | $1,880,891 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2019 (7 years)
- Employees: 12 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, CO, FL, IL, MA, ME, NC, NH, NJ, NY, OH, TX, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Gurugram

### Websites listed on Form ADV (Item 1.I)
- dgs.capital

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $129,274,104 | 6 | April 2, 2021 |
| October 2022 | $250,692,139 | 6 | April 1, 2022 |
| October 2023 | $260,105,272 | 8 | April 6, 2023 |
| October 2024 | $446,675,066 | 8 | March 31, 2024 |
| October 2025 | $535,534,611 | 8 | March 31, 2025 |
| October 2026 | $1,054,081,877 | 12 | March 30, 2026 |

Regulatory assets under management: $129,274,104 in the October 2021 data and $1,054,081,877 in the October 2026 data, up 715%.
Total employees: 6 in October 2021 and 12 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 7.
- Regulatory assets under management went from $535,534,611 to $1,054,081,877 (+97%).
- Registered or notice-filed in CA, FL, IL, MA, ME, NC, NH, NJ, NY, OH, TX, VA, WA.

### January 2026
- No longer registered or notice-filed in CA, CT, FL, MA, NC, NJ, NY, OH, TX, VA, WA.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DGS Capital Management (CRD 281938): Form ADV filing data as of October 2026.