# DFW Capital Partners

> DFW Capital Partners is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 157337
- Filed as: DFW CAPITAL PARTNERS
- Legal name: DFW Capital Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157337
- AdvisorCensus page: https://advisorcensus.com/firm/dfw-capital-partners-new-york-ny-157337

## Quick answers

**How is DFW Capital Partners compensated?**
On its Form ADV (Item 5.E, October 2026), DFW Capital Partners reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DFW Capital Partners located?**
DFW Capital Partners' principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 5 other offices (Schedule D, Section 1.F).

**Is DFW Capital Partners registered with the SEC or a state?**
DFW Capital Partners is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157337.

**How much does DFW Capital Partners manage?**
DFW Capital Partners reports $2,886,164,098 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have DFW Capital Partners' assets and staff changed since 2021?**
In the Form ADV data for DFW Capital Partners: Regulatory assets under management: $1,197,177,920 in the October 2021 data and $2,886,164,098 in the October 2026 data, up 141%. Total employees: 13 in October 2021 and 25 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DFW Capital Partners serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does DFW Capital Partners report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157337

**What changed in DFW Capital Partners' recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 17 to 18. Regulatory assets under management went from $2,206,236,485 to $2,886,164,098 (+31%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees
- Other

### Regulatory assets under management (Item 5.F)
- Total: $2,886,164,098
- Discretionary: $2,886,164,098
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $2,886,164,098 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 25 total, 18 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MD, NJ, NY, UT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Chevy Chase, MD
- Fair Lawn, NJ
- Park City, UT
- Vero Beach, FL
- Westport, CT

### Websites listed on Form ADV (Item 1.I)
- dfwcapital.com
- LinkedIn @DFW-CAPITAL-PARTNERS

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,197,177,920 | 13 | March 24, 2021 |
| October 2022 | $1,121,339,834 | 16 | March 29, 2022 |
| October 2023 | $1,915,882,930 | 17 | March 31, 2023 |
| October 2024 | $2,063,636,874 | 19 | March 25, 2024 |
| October 2025 | $2,206,236,485 | 20 | March 31, 2025 |
| October 2026 | $2,886,164,098 | 25 | March 23, 2026 |

Regulatory assets under management: $1,197,177,920 in the October 2021 data and $2,886,164,098 in the October 2026 data, up 141%.
Total employees: 13 in October 2021 and 25 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 17 to 18.
- Regulatory assets under management went from $2,206,236,485 to $2,886,164,098 (+31%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DFW Capital Partners (CRD 157337): Form ADV filing data as of October 2026.