# DEW Wealth Management

> DEW Wealth Management is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.

- CRD: 114148
- Filed as: DEW WEALTH MANAGEMENT
- Legal name: DEW Wealth Management, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Scottsdale, AZ
- Filing period: October 2026
- Form ADV filing dated: September 8, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/114148
- AdvisorCensus page: https://advisorcensus.com/firm/dew-wealth-management-scottsdale-az-114148

## Quick answers

**How is DEW Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), DEW Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**How much does DEW Wealth Management charge?**
Its Form ADV Part 2A brochure dated June 8, 2026 states: Flat fee: $40,000 (Family Office Assessment services combined with Virtual Family Office services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is DEW Wealth Management located?**
DEW Wealth Management's principal office is in Scottsdale, AZ, according to its Form ADV.

**Is DEW Wealth Management registered with the SEC or a state?**
DEW Wealth Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 114148.

**How much does DEW Wealth Management manage?**
DEW Wealth Management reports $464,654,933 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (43% discretionary).

**How have DEW Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for DEW Wealth Management: Regulatory assets under management: $178,430,906 in the October 2021 data and $464,654,933 in the October 2026 data, up 160%. Total employees: 10 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does DEW Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (209); individuals (other than high net worth individuals) (37).

**Which custodians does DEW Wealth Management use?**
DEW Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC, Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does DEW Wealth Management report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.B(1) (conviction or plea for a listed misdemeanor in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114148

**Does DEW Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated June 8, 2026 says: "Registrant generally does not require a minimum asset level for investment advisory services."

**What changed in DEW Wealth Management's recent Form ADV filings?**
In the October 2026 filing data: Registered or notice-filed in OH.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Fees and minimums (Form ADV Part 2A brochure dated June 8, 2026)

- Account minimum: None

> Registrant generally does not require a minimum asset level for investment advisory services.

- Flat fee: $40,000 (Family Office Assessment services combined with Virtual Family Office services)

> Family Office Assessment services are combined with Virtual Family Office or Wealth Accelerator services, the Family Office Assessment fixed fee is $40,000 or $25,000, respectively.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Assetmark Brokerage, LLC
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $464,654,933
- Discretionary: $201,365,023
- Non-discretionary: $263,289,910

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 37 | $14,198,491 |
| High net worth individuals | 209 | $450,456,442 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2016 (10 years)
- Employees: 36 total, 24 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AR, AZ, CA, CO, FL, IA, IL, IN, KS, KY, MD, MI, MO, MS, NC, NE, NH, NV, OH, OR, PA, TX, UT, WA
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.B(1): In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114148

### Websites listed on Form ADV (Item 1.I)
- dewwealth.com
- Facebook @Dew-Wealth
- Instagram @dew_wealth
- LinkedIn @DEW-WEALTH-MANAGEMENT
- X @DewWealth
- YouTube @dewwealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $178,430,906 | 10 | September 22, 2021 |
| October 2022 | $242,339,128 | 13 | August 26, 2022 |
| October 2023 | $250,583,013 | 28 | September 7, 2023 |
| October 2024 | $293,870,662 | 31 | July 15, 2024 |
| October 2025 | $361,883,561 | 30 | April 30, 2025 |
| October 2026 | $464,654,933 | 36 | September 8, 2026 |

Regulatory assets under management: $178,430,906 in the October 2021 data and $464,654,933 in the October 2026 data, up 160%.
Total employees: 10 in October 2021 and 36 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Registered or notice-filed in OH.

### April 2026
- Employees performing advisory functions went from 20 to 24.
- Regulatory assets under management went from $361,883,561 to $464,654,933 (+28%).

### March 2026
- Registered or notice-filed in KS, KY.

### January 2026
- No longer registered or notice-filed in GA, NJ, NY, OH.

### December 2025
- Registered or notice-filed in AR, MS.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DEW Wealth Management (CRD 114148): Form ADV filing data as of October 2026.