{
  "crd_number": 114148,
  "slug": "dew-wealth-management-scottsdale-az-114148",
  "primary_business_name": "DEW WEALTH MANAGEMENT",
  "legal_name": "DEW WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Scottsdale",
  "state": "AZ",
  "country": "United States",
  "cbsa_code": "38060",
  "metro": {
    "cbsa_code": "38060",
    "common_name": "Phoenix",
    "msa_name": "Phoenix-Mesa-Chandler, AZ",
    "path": "/advisors/az/phoenix"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2016-06-24",
  "years_registered": 10,
  "period": "2026-10-01",
  "filing_date": "2026-09-08",
  "carried_forward": false,
  "raum_total": 464654933.0,
  "raum_discretionary": 201365023.0,
  "raum_non_discretionary": 263289910.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 36,
  "advisory_employees": 24,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 14198491.0,
      "count": 37
    },
    "high_net_worth_individuals": {
      "raum": 450456442.0,
      "count": 209
    }
  },
  "compensation_types": [
    "fixed",
    "other",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AR",
    "AZ",
    "CA",
    "CO",
    "FL",
    "IA",
    "IL",
    "IN",
    "KS",
    "KY",
    "MD",
    "MI",
    "MO",
    "MS",
    "NC",
    "NE",
    "NH",
    "NV",
    "OH",
    "OR",
    "PA",
    "TX",
    "UT",
    "WA"
  ],
  "websites": [
    "https://dewwealth.com",
    "https://facebook.com/people/Dew-Wealth/61560185340723",
    "https://instagram.com/dew_wealth",
    "https://linkedin.com/COMPANY/DEW-WEALTH-MANAGEMENT",
    "https://x.com/DewWealth",
    "https://youtube.com/@dewwealth"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114148",
  "disclosure_items": [
    {
      "item": "11.B(1)",
      "question": "In the past ten years, has the firm or an advisory affiliate been convicted of, or pleaded guilty or no contest to, a misdemeanor involving investments or an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these?"
    }
  ],
  "city_as_filed": "SCOTTSDALE",
  "url": "https://advisorcensus.com/firm/dew-wealth-management-scottsdale-az-114148",
  "display_name": "DEW Wealth Management",
  "summary": "DEW Wealth Management is an SEC-registered investment advisory firm in Scottsdale, AZ, registered since 2016, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 8, 2026.",
  "citation": "AdvisorCensus. DEW Wealth Management (CRD 114148): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)",
    "Other"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is DEW Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), DEW Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other."
    },
    {
      "q": "How much does DEW Wealth Management charge?",
      "a": "Its Form ADV Part 2A brochure dated June 8, 2026 states: Flat fee: $40,000 (Family Office Assessment services combined with Virtual…); Flat fee: $10,000 (Family Office Assessment services for clients in the FFO…); Flat fee: $15,000 (FFO Essentials program); Subscription: $2,000 a month (Wealth Builder program); Flat fee: $1,000 to $20,000 (financial planning and/or consulting services); Flat fee: $2,000 (Registrant-sponsored workshops). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is DEW Wealth Management located?",
      "a": "DEW Wealth Management's principal office is in Scottsdale, AZ, according to its Form ADV."
    },
    {
      "q": "Is DEW Wealth Management registered with the SEC or a state?",
      "a": "DEW Wealth Management is an SEC-registered investment advisory firm, registered since 2016. Status as filed: Approved. CRD 114148."
    },
    {
      "q": "How much does DEW Wealth Management manage?",
      "a": "DEW Wealth Management reports $464,654,933 in regulatory assets under management in its Form ADV filing dated September 8, 2026 (43% discretionary)."
    },
    {
      "q": "How have DEW Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for DEW Wealth Management: Regulatory assets under management: $178,430,906 in the October 2021 data and $464,654,933 in the October 2026 data, up 160%. Total employees: 10 in October 2021 and 36 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does DEW Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (209); individuals (other than high net worth individuals) (37)."
    },
    {
      "q": "Which custodians does DEW Wealth Management use?",
      "a": "DEW Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark Brokerage, LLC, Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does DEW Wealth Management report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.B(1) (conviction or plea for a listed misdemeanor in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114148"
    },
    {
      "q": "Does DEW Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 8, 2026 says: \"Registrant generally does not require a minimum asset level for investment advisory services.\""
    },
    {
      "q": "What changed in DEW Wealth Management's recent Form ADV filings?",
      "a": "In the October 2026 filing data: Registered or notice-filed in OH."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 178430906.0,
      "total_employees": 10,
      "filing_date": "2021-09-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 242339128.0,
      "total_employees": 13,
      "filing_date": "2022-08-26"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 250583013.0,
      "total_employees": 28,
      "filing_date": "2023-09-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 293870662.0,
      "total_employees": 31,
      "filing_date": "2024-07-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 361883561.0,
      "total_employees": 30,
      "filing_date": "2025-04-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 464654933.0,
      "total_employees": 36,
      "filing_date": "2026-09-08"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Registered or notice-filed in OH."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 20 to 24.",
        "Regulatory assets under management went from $361,883,561 to $464,654,933 (+28%)."
      ]
    },
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Registered or notice-filed in KS, KY."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer registered or notice-filed in GA, NJ, NY, OH."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Registered or notice-filed in AR, MS."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 8, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Flat fee: $40,000 (Family Office Assessment services combined with Virtual…)",
      "Flat fee: $10,000 (Family Office Assessment services for clients in the FFO…)",
      "Flat fee: $15,000 (FFO Essentials program)",
      "Subscription: $2,000 a month (Wealth Builder program)",
      "Flat fee: $1,000 to $20,000 (financial planning and/or consulting services)",
      "Flat fee: $2,000 (Registrant-sponsored workshops)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Registrant generally does not require a minimum asset level for investment advisory services."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $40,000 (Family Office Assessment services combined with Virtual…)"
        ],
        "quotes": [
          "Family Office Assessment services are combined with Virtual Family Office  or Wealth Accelerator services, the Family Office Assessment fixed fee is $40,000  or $25,000, respectively."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $10,000 (Family Office Assessment services for clients in the FFO…)"
        ],
        "quotes": [
          "Clients in Registrant’s FFO Essentials program...receive Registrant’s Family Office Assessment for a discounted fixed fee of $10,000"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $15,000 (FFO Essentials program)"
        ],
        "quotes": [
          "The FFO Essentials program is a ninety (90) day program provided for a  one-time fixed fee of $15,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Subscription: $2,000 a month (Wealth Builder program)"
        ],
        "quotes": [
          "The Wealth Builder program is a one-year program provided for a total fixed fee of $24,000. This total fee is paid in monthly increments of $2,000"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $1,000 to $20,000 (financial planning and/or consulting services)"
        ],
        "quotes": [
          "Registrant’s planning and consulting fees are negotiable, but generally range from $1,000 to $20,000 on a fixed fee basis"
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $2,000 (Registrant-sponsored workshops)"
        ],
        "quotes": [
          "Registrant-sponsored workshops are typically provided for a $2,000 fixed fee , which is payable in its entirety upon booking."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "flat",
          "amount": 40000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Family Office Assessment services combined with Virtual Family Office services"
        },
        {
          "kind": "flat",
          "amount": 10000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Family Office Assessment services for clients in the FFO Essentials program"
        },
        {
          "kind": "flat",
          "amount": 15000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "FFO Essentials program"
        },
        {
          "kind": "subscription",
          "amount": 2000.0,
          "min": null,
          "max": null,
          "period": "monthly",
          "service": "Wealth Builder program"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 1000.0,
          "max": 20000.0,
          "period": "one_time",
          "service": "financial planning and/or consulting services"
        },
        {
          "kind": "flat",
          "amount": 2000.0,
          "min": null,
          "max": null,
          "period": "one_time",
          "service": "Registrant-sponsored workshops"
        }
      ]
    },
    "quotes": [
      "Registrant generally does not require a minimum asset level for investment advisory services.",
      "Family Office Assessment services are combined with Virtual Family Office  or Wealth Accelerator services, the Family Office Assessment fixed fee is $40,000  or $25,000, respectively.",
      "Clients in Registrant’s FFO Essentials program...receive Registrant’s Family Office Assessment for a discounted fixed fee of $10,000",
      "The FFO Essentials program is a ninety (90) day program provided for a  one-time fixed fee of $15,000.",
      "The Wealth Builder program is a one-year program provided for a total fixed fee of $24,000. This total fee is paid in monthly increments of $2,000",
      "Registrant’s planning and consulting fees are negotiable, but generally range from $1,000 to $20,000 on a fixed fee basis",
      "Registrant-sponsored workshops are typically provided for a $2,000 fixed fee , which is payable in its entirety upon booking."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Assetmark Brokerage, LLC",
      "name_as_filed": "ASSETMARK BROKERAGE, LLC",
      "affiliated": false
    },
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/dew-wealth-management-scottsdale-az-114148.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 37,
      "fewer_than_5": false,
      "raum": 14198491.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 209,
      "fewer_than_5": false,
      "raum": 450456442.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/114148",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}