# DES Financial Group, LLC

> DES Financial Group, LLC is a state-registered investment advisory firm in Brea, CA, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 174421
- Filed as: DES FINANCIAL GROUP, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Brea, CA
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/174421
- AdvisorCensus page: https://advisorcensus.com/firm/des-financial-group-llc-brea-ca-174421

## Quick answers

**How is DES Financial Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), DES Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is DES Financial Group, LLC located?**
DES Financial Group, LLC's principal office is in Brea, CA, according to its Form ADV.

**Is DES Financial Group, LLC registered with the SEC or a state?**
DES Financial Group, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 174421.

**How much does DES Financial Group, LLC manage?**
DES Financial Group, LLC reports $34,101,579 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (100% discretionary).

**What types of clients does DES Financial Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (40); high net worth individuals (33); corporations or other businesses not listed above (1).

**Does DES Financial Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/174421

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $34,101,579
- Discretionary: $34,101,579
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 40 | $5,749,683 |
| High net worth individuals | 33 | $28,293,568 |
| Corporations or other businesses not listed above | 1 | $58,328 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2015 (11 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- desfinancialgroup.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DES Financial Group, LLC (CRD 174421): Form ADV filing data as of October 2026.