# Derivaty Co

> Derivaty Co is an SEC-registered investment advisory firm in White Plains, NY, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 310249
- Filed as: DERIVATY CO
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: White Plains, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310249
- AdvisorCensus page: https://advisorcensus.com/firm/derivaty-co-white-plains-ny-310249

## Quick answers

**How is Derivaty Co compensated?**
On its Form ADV (Item 5.E, October 2026), Derivaty Co reports these compensation arrangements: a percentage of assets under its management; other.

**Where is Derivaty Co located?**
Derivaty Co's principal office is in White Plains, NY, according to its Form ADV.

**Is Derivaty Co registered with the SEC or a state?**
Derivaty Co is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310249.

**How much does Derivaty Co manage?**
Derivaty Co reports $28,000,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Derivaty Co's assets and staff changed since 2021?**
In the Form ADV data for Derivaty Co: Regulatory assets under management: $39,000,000 in the October 2021 data and $28,000,000 in the October 2026 data, down 28%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Derivaty Co serve?**
By number of clients on Form ADV Item 5.D: other investment advisers (3).

**Which custodians does Derivaty Co use?**
Derivaty Co's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and National Financial Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Derivaty Co report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310249

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $28,000,000
- Discretionary: $28,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Other investment advisers | 3 | $28,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- derivaty.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $39,000,000 | 3 | March 31, 2021 |
| October 2022 | $39,000,000 | 2 | March 16, 2022 |
| October 2023 | $30,000,000 | 2 | July 28, 2023 |
| October 2024 | $33,000,000 | 2 | March 21, 2024 |
| October 2025 | $30,000,000 | 3 | May 8, 2025 |
| October 2026 | $28,000,000 | 3 | March 31, 2026 |

Regulatory assets under management: $39,000,000 in the October 2021 data and $28,000,000 in the October 2026 data, down 28%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Derivaty Co (CRD 310249): Form ADV filing data as of October 2026.