# Deltec Asset Management LLC

> Deltec Asset Management LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2000, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 104068
- Filed as: DELTEC ASSET MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/104068
- AdvisorCensus page: https://advisorcensus.com/firm/deltec-asset-management-llc-new-york-ny-104068

## Quick answers

**How is Deltec Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Deltec Asset Management LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**What does Deltec Asset Management LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated February 20, 2026 states: Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Deltec Asset Management LLC located?**
Deltec Asset Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Deltec Asset Management LLC registered with the SEC or a state?**
Deltec Asset Management LLC is an SEC-registered investment advisory firm, registered since 2000. Status as filed: Approved. CRD 104068.

**How much does Deltec Asset Management LLC manage?**
Deltec Asset Management LLC reports $782,757,470 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have Deltec Asset Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Deltec Asset Management LLC: Regulatory assets under management: $934,118,970 in the October 2021 data and $782,757,470 in the October 2026 data, down 16%. Total employees: 17 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Deltec Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (123); individuals (other than high net worth individuals) (25); pooled investment vehicles (other than investment companies and business development companies) (7).

**Which custodians does Deltec Asset Management LLC use?**
Deltec Asset Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing Advisor Solutions LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Deltec Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/104068

**What changed in Deltec Asset Management LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $696,841,721 to $782,757,470 (+12%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated February 20, 2026)

- Asset-based fee: 1% to 1.5% a year (a range, as the brochure states it)

> Most clients are charged an investment management fee, which is an asset -based fee, generally ranging from 1.00% to 1.50% of the value of the client’s assets under management.

- Minimum annual fee: $3,750

> The minimum annual asset-based fee is $3,750.00.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Pershing Advisor Solutions LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $782,757,470
- Discretionary: $782,757,470
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 25 | $13,019,211 |
| High net worth individuals | 123 | $400,868,816 |
| Banking or thrift institutions | 1 | $8,134,095 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $292,331,270 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 5 | $68,404,078 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2000 (26 years)
- Employees: 15 total, 7 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- deltec-ny.com
- LinkedIn @deltec-asset-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $934,118,970 | 17 | March 22, 2021 |
| October 2022 | $878,675,383 | 17 | March 31, 2022 |
| October 2023 | $624,087,955 | 15 | May 11, 2023 |
| October 2024 | $670,496,508 | 15 | March 28, 2024 |
| October 2025 | $696,841,721 | 15 | March 31, 2025 |
| October 2026 | $782,757,470 | 15 | March 18, 2026 |

Regulatory assets under management: $934,118,970 in the October 2021 data and $782,757,470 in the October 2026 data, down 16%.
Total employees: 17 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $696,841,721 to $782,757,470 (+12%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Deltec Asset Management LLC (CRD 104068): Form ADV filing data as of October 2026.