# Delta Wealth Management, LLC

> Delta Wealth Management, LLC is a state-registered investment advisory firm, registered since 2015, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 16, 2026.

- CRD: 281691
- Filed as: DELTA WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Connecticut
- Filing period: October 2026
- Form ADV filing dated: April 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/281691
- AdvisorCensus page: https://advisorcensus.com/firm/delta-wealth-management-llc-281691

## Quick answers

**How is Delta Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Delta Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Delta Wealth Management, LLC registered with the SEC or a state?**
Delta Wealth Management, LLC is a state-registered investment advisory firm, registered since 2015. Status as filed: APPROVED. CRD 281691.

**How much does Delta Wealth Management, LLC manage?**
Delta Wealth Management, LLC reports $67,968,256 in regulatory assets under management in its Form ADV filing dated April 16, 2026 (100% discretionary).

**What types of clients does Delta Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); charitable organizations (2).

**Does Delta Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/281691

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $67,968,256
- Discretionary: $67,968,256
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 44 | $66,594,741 |
| Charitable organizations | 2 | $1,373,515 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- deltawm.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta Wealth Management, LLC (CRD 281691): Form ADV filing data as of October 2026.