# Delta Wealth Management

> Delta Wealth Management is an SEC-registered investment advisory firm in Granite Bay, CA, registered since 1993, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 3, 2026.

- CRD: 111368
- Filed as: DELTA WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Granite Bay, CA
- Filing period: October 2026
- Form ADV filing dated: March 3, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/111368
- AdvisorCensus page: https://advisorcensus.com/firm/delta-wealth-management-granite-bay-ca-111368

## Quick answers

**How is Delta Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Delta Wealth Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Delta Wealth Management located?**
Delta Wealth Management's principal office is in Granite Bay, CA, according to its Form ADV.

**Is Delta Wealth Management registered with the SEC or a state?**
Delta Wealth Management is an SEC-registered investment advisory firm, registered since 1993. Status as filed: Approved. CRD 111368.

**How much does Delta Wealth Management manage?**
Delta Wealth Management reports $522,450,532 in regulatory assets under management in its Form ADV filing dated March 3, 2026 (100% discretionary).

**How have Delta Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Delta Wealth Management: Regulatory assets under management: $376,710,971 in the October 2021 data and $522,450,532 in the October 2026 data, up 39%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Delta Wealth Management serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (34); charitable organizations (7).

**Which custodians does Delta Wealth Management use?**
Delta Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Delta Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111368

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $522,450,532
- Discretionary: $522,450,532
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $977,994 |
| High net worth individuals | 34 | $362,472,236 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,679,604 |
| Charitable organizations | 7 | $156,287,335 |
| Corporations or other businesses not listed above | Fewer than 5 | $33,363 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1993 (33 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $376,710,971 | 2 | February 2, 2021 |
| October 2022 | $474,760,435 | 2 | February 17, 2022 |
| October 2023 | $395,037,345 | 2 | March 2, 2023 |
| October 2024 | $473,020,272 | 2 | February 28, 2024 |
| October 2025 | $484,773,497 | 2 | March 18, 2025 |
| October 2026 | $522,450,532 | 2 | March 3, 2026 |

Regulatory assets under management: $376,710,971 in the October 2021 data and $522,450,532 in the October 2026 data, up 39%.
Total employees: 2 in October 2021 and 2 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta Wealth Management (CRD 111368): Form ADV filing data as of October 2026.