# Delta Wealth Advisors LLC

> Delta Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 10, 2026.

- CRD: 310504
- Filed as: DELTA WEALTH ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: June 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/310504
- AdvisorCensus page: https://advisorcensus.com/firm/delta-wealth-advisors-llc-310504

## Quick answers

**How is Delta Wealth Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Delta Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other.

**Is Delta Wealth Advisors LLC registered with the SEC or a state?**
Delta Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 310504.

**How much does Delta Wealth Advisors LLC manage?**
Delta Wealth Advisors LLC reports $151,829,886 in regulatory assets under management in its Form ADV filing dated June 10, 2026 (99% discretionary).

**How have Delta Wealth Advisors LLC's assets and staff changed since 2024?**
In the Form ADV data for Delta Wealth Advisors LLC: Regulatory assets under management: $102,179,507 in the October 2024 data and $151,829,886 in the October 2026 data, up 49%. Total employees: 3 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Delta Wealth Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (111); high net worth individuals (65); pension and profit sharing plans (but not the plan participants or government pension plans) (4).

**Which custodians does Delta Wealth Advisors LLC use?**
Delta Wealth Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Delta Wealth Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310504

**What changed in Delta Wealth Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $120,512,826 to $151,829,886 (+26%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $151,829,886
- Discretionary: $150,437,541
- Non-discretionary: $1,392,345

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 111 | $31,911,960 |
| High net worth individuals | 65 | $114,947,926 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $4,495,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $475,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (2 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IL, IN, MI, NE, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Oakbrook Terrace, IL

### Websites listed on Form ADV (Item 1.I)
- deltawealthadvisors.com
- Facebook @DeltaWealthAdv
- LinkedIn @deltawealthadvisors
- X @deltawealthadv

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $102,179,507 | 3 | March 25, 2024 |
| October 2025 | $120,512,826 | 3 | July 9, 2025 |
| October 2026 | $151,829,886 | 5 | June 10, 2026 |

Regulatory assets under management: $102,179,507 in the October 2024 data and $151,829,886 in the October 2026 data, up 49%.
Total employees: 3 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $120,512,826 to $151,829,886 (+26%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta Wealth Advisors LLC (CRD 310504): Form ADV filing data as of October 2026.