# Delta Capital Management LLC

> Delta Capital Management LLC is an SEC-registered investment advisory firm in Red Bank, NJ, registered since 2005, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 11, 2026.

- CRD: 106248
- Filed as: DELTA CAPITAL MANAGEMENT LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Red Bank, NJ
- Filing period: October 2026
- Form ADV filing dated: March 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/106248
- AdvisorCensus page: https://advisorcensus.com/firm/delta-capital-management-llc-red-bank-nj-106248

## Quick answers

**How is Delta Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Delta Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Delta Capital Management LLC located?**
Delta Capital Management LLC's principal office is in Red Bank, NJ, according to its Form ADV.

**Is Delta Capital Management LLC registered with the SEC or a state?**
Delta Capital Management LLC is an SEC-registered investment advisory firm, registered since 2005. Status as filed: Approved. CRD 106248.

**How much does Delta Capital Management LLC manage?**
Delta Capital Management LLC reports $240,245,252 in regulatory assets under management in its Form ADV filing dated March 11, 2026 (100% discretionary).

**How have Delta Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Delta Capital Management LLC: Regulatory assets under management: $193,062,324 in the October 2021 data and $240,245,252 in the October 2026 data, up 24%. Total employees: 3 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Delta Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (30); charitable organizations (4); state or municipal government entities (including government pension plans) (3).

**Which custodians does Delta Capital Management LLC use?**
Delta Capital Management LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Bank as custodians holding 10% or more of its separately managed account assets.

**Does Delta Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/106248

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $240,245,252
- Discretionary: $240,245,252
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 30 | $104,242,669 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $109,352,723 |
| Charitable organizations | 4 | $10,588,983 |
| State or municipal government entities (including government pension plans) | 3 | $11,857,408 |
| Corporations or other businesses not listed above | 2 | $4,203,469 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2005 (21 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, NJ, NY, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- delta-capital.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $193,062,324 | 3 | March 17, 2021 |
| October 2022 | $218,193,439 | 3 | March 23, 2022 |
| October 2023 | $189,620,416 | 3 | March 20, 2023 |
| October 2024 | $199,261,393 | 3 | March 18, 2024 |
| October 2025 | $240,484,829 | 4 | March 10, 2025 |
| October 2026 | $240,245,252 | 4 | March 11, 2026 |

Regulatory assets under management: $193,062,324 in the October 2021 data and $240,245,252 in the October 2026 data, up 24%.
Total employees: 3 in October 2021 and 4 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta Capital Management LLC (CRD 106248): Form ADV filing data as of October 2026.