# Delta & Gamma Capital Management LLC

> Delta & Gamma Capital Management LLC is a state-registered investment advisory firm in New York, NY, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 282317
- Filed as: DELTA & GAMMA CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/282317
- AdvisorCensus page: https://advisorcensus.com/firm/delta-and-gamma-capital-management-llc-new-york-ny-282317

## Quick answers

**How is Delta & Gamma Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Delta & Gamma Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Delta & Gamma Capital Management LLC located?**
Delta & Gamma Capital Management LLC's principal office is in New York, NY, according to its Form ADV.

**Is Delta & Gamma Capital Management LLC registered with the SEC or a state?**
Delta & Gamma Capital Management LLC is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 282317.

**How much does Delta & Gamma Capital Management LLC manage?**
Delta & Gamma Capital Management LLC reports $10,510,118 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (75% discretionary).

**What types of clients does Delta & Gamma Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); pension and profit sharing plans (but not the plan participants or government pension plans) (5).

**Does Delta & Gamma Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/282317

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $10,510,118
- Discretionary: $7,877,442
- Non-discretionary: $2,632,676

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 17 | $7,877,442 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $2,632,676 |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2016 (10 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta & Gamma Capital Management LLC (CRD 282317): Form ADV filing data as of October 2026.