# Delta Advisory Group, Inc.

> Delta Advisory Group, Inc. is an SEC-registered investment advisory firm in Maitland, FL, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 105966
- Filed as: DELTA ADVISORY GROUP, INC.
- Also doing business as: DELTA ADVISORY SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Maitland, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/105966
- AdvisorCensus page: https://advisorcensus.com/firm/delta-advisory-group-inc-maitland-fl-105966

## Quick answers

**How is Delta Advisory Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Delta Advisory Group, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Delta Advisory Group, Inc. charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2.95% of assets a year (the maximum the brochure states); Hourly rate: $195 to $295 an hour (financial planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Delta Advisory Group, Inc. located?**
Delta Advisory Group, Inc.'s principal office is in Maitland, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Delta Advisory Group, Inc. registered with the SEC or a state?**
Delta Advisory Group, Inc. is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 105966.

**How much does Delta Advisory Group, Inc. manage?**
Delta Advisory Group, Inc. reports $216,326,482 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Delta Advisory Group, Inc.'s assets and staff changed since 2023?**
In the Form ADV data for Delta Advisory Group, Inc.: Regulatory assets under management: $153,628,041 in the October 2023 data and $216,326,482 in the October 2026 data, up 41%. Total employees: 7 in October 2023 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Delta Advisory Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (413); high net worth individuals (55).

**Which custodians does Delta Advisory Group, Inc. use?**
Delta Advisory Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Invesco Distributors, Inc. and John Hancock Distributors LLC as custodians holding 10% or more of its separately managed account assets.

**Does Delta Advisory Group, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/105966

**Does Delta Advisory Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "DAG does not have a minimum account size."

**What changed in Delta Advisory Group, Inc.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $192,575,198 to $216,326,482 (+12%). Changed its office addresses in Maitland, FL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 2.95% of assets a year (the maximum the brochure states)

> DAG’s annual fees for Portfolio Management are based upon a percentage of assets under management up to 2.95%.

> DAG retains the discretion to negotiate alternative fees on a client-by-client basis. Client’s facts, circumstances, and needs are considered in determining the fee schedule.

- Account minimum: None

> DAG does not have a minimum account size.

- Hourly rate: $195 to $295 an hour (financial planning fees)

> Financial planning fees are calculated and charged on an hourly basis, ranging from $195 to $295 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Invesco Distributors, Inc.
- John Hancock Distributors LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $216,326,482
- Discretionary: $216,326,482
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 413 | $80,756,536 |
| High net worth individuals | 55 | $134,671,958 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $897,988 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2023 (3 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, GA, LA, MD, NC, OH, PA, SC, TN, TX, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Maitland, FL

### Websites listed on Form ADV (Item 1.I)
- deltaadvisory.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $153,628,041 | 7 | March 31, 2023 |
| October 2024 | $174,006,935 | 7 | April 1, 2024 |
| October 2025 | $192,575,198 | 7 | March 31, 2025 |
| October 2026 | $216,326,482 | 8 | March 31, 2026 |

Regulatory assets under management: $153,628,041 in the October 2023 data and $216,326,482 in the October 2026 data, up 41%.
Total employees: 7 in October 2023 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $192,575,198 to $216,326,482 (+12%).
- Changed its office addresses in Maitland, FL.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delta Advisory Group, Inc. (CRD 105966): Form ADV filing data as of October 2026.