# Delphin Investments

> Delphin Investments is a state-registered investment advisory firm, registered since 2016, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 149126
- Filed as: DELPHIN INVESTMENTS
- Legal name: Delphin Investments LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/149126
- AdvisorCensus page: https://advisorcensus.com/firm/delphin-investments-149126

## Quick answers

**How is Delphin Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Delphin Investments reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Delphin Investments registered with the SEC or a state?**
Delphin Investments is a state-registered investment advisory firm, registered since 2016. Status as filed: APPROVED. CRD 149126.

**How much does Delphin Investments manage?**
Delphin Investments reports $3,434,196 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (100% discretionary).

**Does Delphin Investments report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/149126

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,434,196
- Discretionary: $3,434,196
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,795,057 |
| High net worth individuals | Fewer than 5 | $1,552,269 |
| Insurance companies | Fewer than 5 | $86,870 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2016 (10 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [delphininvest.com](https://delphininvest.com)
- LinkedIn @2796098

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Delphin Investments (CRD 149126): Form ADV filing data as of October 2026.