# Defiant Capital Group

> Defiant Capital Group is a state-registered investment advisory firm in Warrendale, PA, registered since 2020, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 19, 2026.

- CRD: 309626
- Filed as: DEFIANT CAPITAL GROUP
- Legal name: Defiant Capital Group LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Warrendale, PA
- Filing period: October 2026
- Form ADV filing dated: August 19, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/309626
- AdvisorCensus page: https://advisorcensus.com/firm/defiant-capital-group-warrendale-pa-309626

## Quick answers

**How is Defiant Capital Group compensated?**
On its Form ADV (Item 5.E, October 2026), Defiant Capital Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Defiant Capital Group located?**
Defiant Capital Group's principal office is in Warrendale, PA, according to its Form ADV.

**Is Defiant Capital Group registered with the SEC or a state?**
Defiant Capital Group is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 309626.

**How much does Defiant Capital Group manage?**
Defiant Capital Group reports $49,804,697 in regulatory assets under management in its Form ADV filing dated August 19, 2026 (100% discretionary).

**What types of clients does Defiant Capital Group serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (25); individuals (other than high net worth individuals) (15); pooled investment vehicles (other than investment companies and business development companies) (6).

**Does Defiant Capital Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/309626

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $49,804,697
- Discretionary: $49,804,697
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 15 | $6,492,673 |
| High net worth individuals | 25 | $31,175,830 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $12,103,430 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | Fewer than 5 | $32,764 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | Fewer than 5 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- defiantcap.com
- defiantcg.com
- medium.com/@defiantcapital
- Facebook @defiantcapital
- LinkedIn @defiant-capital-group

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Defiant Capital Group (CRD 309626): Form ADV filing data as of October 2026.