# Defelice Capital Management LLC

> Defelice Capital Management LLC is a state-registered investment advisory firm, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.

- CRD: 120029
- Filed as: DEFELICE CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Tennessee
- Filing period: October 2026
- Form ADV filing dated: March 12, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/120029
- AdvisorCensus page: https://advisorcensus.com/firm/defelice-capital-management-llc-120029

## Quick answers

**How is Defelice Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Defelice Capital Management LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Defelice Capital Management LLC registered with the SEC or a state?**
Defelice Capital Management LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 120029.

**How much does Defelice Capital Management LLC manage?**
Defelice Capital Management LLC reports $65,034,860 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary).

**How have Defelice Capital Management LLC's assets and staff changed since 2021?**
In the Form ADV data for Defelice Capital Management LLC: Regulatory assets under management: $34,854,611 in the October 2021 data and $65,034,860 in the October 2026 data, up 87%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Defelice Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (5); individuals (other than high net worth individuals) (1).

**Does Defelice Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120029

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $65,034,860
- Discretionary: $65,034,860
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $181,379 |
| High net worth individuals | 5 | $64,853,481 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $34,854,611 | 1 | March 30, 2021 |
| October 2026 | $65,034,860 | 1 | March 12, 2026 |

Regulatory assets under management: $34,854,611 in the October 2021 data and $65,034,860 in the October 2026 data, up 87%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Defelice Capital Management LLC (CRD 120029): Form ADV filing data as of October 2026.