{
  "crd_number": 120029,
  "slug": "defelice-capital-management-llc-120029",
  "primary_business_name": "DEFELICE CAPITAL MANAGEMENT LLC",
  "legal_name": "DEFELICE CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2022-07-11",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-03-12",
  "carried_forward": false,
  "raum_total": 65034860.0,
  "raum_discretionary": 65034860.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "25m_100m",
  "raum_band_label": "$25 million to $100 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 181379.0,
      "count": 1
    },
    "high_net_worth_individuals": {
      "raum": 64853481.0,
      "count": 5
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TN"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120029",
  "listing_state": "TN",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/defelice-capital-management-llc-120029",
  "display_name": "Defelice Capital Management LLC",
  "summary": "Defelice Capital Management LLC is a state-registered investment advisory firm, registered since 2022, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 12, 2026.",
  "citation": "AdvisorCensus. Defelice Capital Management LLC (CRD 120029): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Defelice Capital Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Defelice Capital Management LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Is Defelice Capital Management LLC registered with the SEC or a state?",
      "a": "Defelice Capital Management LLC is a state-registered investment advisory firm, registered since 2022. Status as filed: APPROVED. CRD 120029."
    },
    {
      "q": "How much does Defelice Capital Management LLC manage?",
      "a": "Defelice Capital Management LLC reports $65,034,860 in regulatory assets under management in its Form ADV filing dated March 12, 2026 (100% discretionary)."
    },
    {
      "q": "How have Defelice Capital Management LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Defelice Capital Management LLC: Regulatory assets under management: $34,854,611 in the October 2021 data and $65,034,860 in the October 2026 data, up 87%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Defelice Capital Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (5); individuals (other than high net worth individuals) (1)."
    },
    {
      "q": "Does Defelice Capital Management LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/120029"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 34854611.0,
      "total_employees": 1,
      "filing_date": "2021-03-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 65034860.0,
      "total_employees": 1,
      "filing_date": "2026-03-12"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/defelice-capital-management-llc-120029.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 1,
      "fewer_than_5": false,
      "raum": 181379.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 5,
      "fewer_than_5": false,
      "raum": 64853481.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/120029",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}