# Deerwood Capital, LLC

> Deerwood Capital, LLC is a state-registered investment advisory firm, registered since 2018, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.

- CRD: 288538
- Filed as: DEERWOOD CAPITAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in Texas
- Filing period: October 2026
- Form ADV filing dated: March 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/288538
- AdvisorCensus page: https://advisorcensus.com/firm/deerwood-capital-llc-288538

## Quick answers

**How is Deerwood Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Deerwood Capital, LLC reports these compensation arrangements: a percentage of assets under its management.

**Is Deerwood Capital, LLC registered with the SEC or a state?**
Deerwood Capital, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 288538.

**How much does Deerwood Capital, LLC manage?**
Deerwood Capital, LLC reports $5,771,509 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (51% discretionary).

**What types of clients does Deerwood Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (21); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Does Deerwood Capital, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/288538

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,771,509
- Discretionary: $2,941,490
- Non-discretionary: $2,830,019

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 21 | $1,546,779 |
| High net worth individuals | Fewer than 5 | $1,394,710 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $2,830,020 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- bengbenefits.com
- deerwoodinvestments.com
- Facebook @DWCmoney
- Facebook facebook.com
- Instagram @dwcmoney
- Instagram @elf1127
- LinkedIn @deerwood-capital
- YouTube @elf1127
- X @dwcmoney

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Deerwood Capital, LLC (CRD 288538): Form ADV filing data as of October 2026.