# Deep Blue Financial LLC

> Deep Blue Financial LLC is a state-registered investment advisory firm in Northbrook, IL, registered since 2014, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 170446
- Filed as: DEEP BLUE FINANCIAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Northbrook, IL
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/170446
- AdvisorCensus page: https://advisorcensus.com/firm/deep-blue-financial-llc-northbrook-il-170446

## Quick answers

**How is Deep Blue Financial LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Deep Blue Financial LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Deep Blue Financial LLC located?**
Deep Blue Financial LLC's principal office is in Northbrook, IL, according to its Form ADV.

**Is Deep Blue Financial LLC registered with the SEC or a state?**
Deep Blue Financial LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 170446.

**How much does Deep Blue Financial LLC manage?**
Deep Blue Financial LLC reports $55,400,000 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (22% discretionary).

**What types of clients does Deep Blue Financial LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (50); individuals (other than high net worth individuals) (45).

**Does Deep Blue Financial LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/170446

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $55,400,000
- Discretionary: $12,000,000
- Non-discretionary: $43,400,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $16,000,000 |
| High net worth individuals | 50 | $39,400,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- dbfchicago.com
- dbfwm.com
- Facebook @DEEPBLUECHICAGO

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Deep Blue Financial LLC (CRD 170446): Form ADV filing data as of October 2026.