# DEE-ANN R. Fox, CFP

> DEE-ANN R. Fox, CFP is a state-registered investment advisory firm, registered since 1999, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 126184
- Filed as: DEE-ANN R. FOX, CFP
- Legal name: Fox, DEE-ANN Roth
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New York
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126184
- AdvisorCensus page: https://advisorcensus.com/firm/dee-ann-r-fox-cfp-126184

## Quick answers

**How is DEE-ANN R. Fox, CFP compensated?**
On its Form ADV (Item 5.E, October 2026), DEE-ANN R. Fox, CFP reports these compensation arrangements: hourly charges; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is DEE-ANN R. Fox, CFP registered with the SEC or a state?**
DEE-ANN R. Fox, CFP is a state-registered investment advisory firm, registered since 1999. Status as filed: APPROVED. CRD 126184.

**How much does DEE-ANN R. Fox, CFP manage?**
DEE-ANN R. Fox, CFP reports $35,662,991 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (26% discretionary).

**What types of clients does DEE-ANN R. Fox, CFP serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (10).

**Does DEE-ANN R. Fox, CFP report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126184

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges
- Other

### Regulatory assets under management (Item 5.F)
- Total: $35,662,991
- Discretionary: $9,381,976
- Non-discretionary: $26,281,015

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,195,849 |
| High net worth individuals | 10 | $34,467,142 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1999 (27 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. DEE-ANN R. Fox, CFP (CRD 126184): Form ADV filing data as of October 2026.