# Decisionpoint Financial, LLC

> Decisionpoint Financial, LLC is an SEC-registered investment advisory firm in Mesa, AZ, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 1, 2026.

- CRD: 296988
- Filed as: DECISIONPOINT FINANCIAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Mesa, AZ
- Filing period: October 2026
- Form ADV filing dated: September 1, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/296988
- AdvisorCensus page: https://advisorcensus.com/firm/decisionpoint-financial-llc-mesa-az-296988

## Quick answers

**How is Decisionpoint Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Decisionpoint Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Decisionpoint Financial, LLC located?**
Decisionpoint Financial, LLC's principal office is in Mesa, AZ, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Decisionpoint Financial, LLC registered with the SEC or a state?**
Decisionpoint Financial, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 296988.

**How much does Decisionpoint Financial, LLC manage?**
Decisionpoint Financial, LLC reports $1,224,256,610 in regulatory assets under management in its Form ADV filing dated September 1, 2026 (100% discretionary).

**How have Decisionpoint Financial, LLC's assets and staff changed since 2021?**
In the Form ADV data for Decisionpoint Financial, LLC: Regulatory assets under management: $405,706,223 in the October 2021 data and $1,224,256,610 in the October 2026 data, up 202%. Total employees: 8 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Decisionpoint Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (456); high net worth individuals (146); pension and profit sharing plans (but not the plan participants or government pension plans) (47).

**Which custodians does Decisionpoint Financial, LLC use?**
Decisionpoint Financial, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Decisionpoint Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/296988

**What changed in Decisionpoint Financial, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 12 to 14. Regulatory assets under management went from $848,664,616 to $1,224,256,610 (+44%). Added an office in Bozeman, MT. Registered or notice-filed in FL, ID, IN, MT. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated August 31, 2026)

- Minimum annual fee: $2,500

> The Registrant generally requires a relationship minimum annual fee of $2,500.

> The Registrant, in its sole discretion, may waive its minimum annual fee or charge a lesser investment management fee based upon certain criteria

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,224,256,610
- Discretionary: $1,224,256,610
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 456 | $126,566,657 |
| High net worth individuals | 146 | $467,565,018 |
| Pooled investment vehicles (other than investment companies and business development companies) | 15 | $19,688,115 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 47 | $127,663,722 |
| Charitable organizations | Fewer than 5 | $788,247 |
| State or municipal government entities (including government pension plans) | 27 | $481,984,851 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2018 (8 years)
- Employees: 18 total, 14 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, AZ, CA, FL, ID, IN, MT, TX, UT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Bozeman, MT
- Gig Harbor, WA

### Websites listed on Form ADV (Item 1.I)
- decisionpointfinancial.com
- dp457b.com
- LinkedIn @decisionpoint-financial-llc
- YouTube @UCXDU2doMQ_oOm97ctyBBpZg

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $405,706,223 | 8 | March 7, 2021 |
| October 2022 | $495,525,785 | 8 | March 16, 2022 |
| October 2023 | $573,924,206 | 10 | October 3, 2023 |
| October 2024 | $689,179,776 | 9 | March 15, 2024 |
| October 2025 | $848,664,616 | 15 | March 29, 2025 |
| October 2026 | $1,224,256,610 | 18 | September 1, 2026 |

Regulatory assets under management: $405,706,223 in the October 2021 data and $1,224,256,610 in the October 2026 data, up 202%.
Total employees: 8 in October 2021 and 18 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 12 to 14.
- Regulatory assets under management went from $848,664,616 to $1,224,256,610 (+44%).
- Added an office in Bozeman, MT.
- Registered or notice-filed in FL, ID, IN, MT.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Decisionpoint Financial, LLC (CRD 296988): Form ADV filing data as of October 2026.